LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
iShares Core Moderate Allocation ETF
AOM
$1.76B
| $9.51M | 0.05% |
272,083
+57,917
| +27% | +$2.07M |
|
327
Invesco International Dividend Achievers ETF
PID
$913M
| $9.4M | 0.05% |
559,132
+60,165
| +12% | +$1.09M |
|
328
Skyworks Solutions
SWKS
$9.06B
| $9.39M | 0.05% |
92,117
+17,498
| +23% | +$1.77M |
|
329
Under Armour
UAA
$3B
| $9.39M | 0.05% |
223,755
+48,876
| +28% | +$1.96M |
|
330
First Trust Europe AlphaDEX Fund
FEP
$513M
| $9.38M | 0.05% |
309,138
+86,989
| +39% | +$2.8M |
|
331
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $9.32M | 0.05% |
75,617
-7,914
| -9% | -$976K |
|
|
CHI
332
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $9.23M | 0.05% |
762,021
-95,773
| -11% | -$1.24M |
|
333
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
| $9.23M | 0.05% |
255,337
+159,752
| +167% | +$6.31M |
|
334
iShares China Large-Cap ETF
FXI
$4.31B
| $9.2M | 0.05% |
209,778
+6,301
| +3% | +$312K |
|
335
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $9.15M | 0.05% |
182,536
+39,685
| +28% | +$2.01M |
|
336
iShares Core Conservative Allocation ETF
AOK
$803M
| $9.06M | 0.05% |
280,246
+33,263
| +13% | +$1.1M |
|
337
TotalEnergies
TTE
$193B
| $9.01M | 0.05% |
190,118
+13,185
| +7% | +$682K |
|
338
Paychex
PAYX
$40.4B
| $8.92M | 0.05% |
185,118
-1,522
| -0.8% | -$74.4K |
|
339
VanEck Intermediate Muni ETF
ITM
$2.14B
| $8.89M | 0.05% |
191,442
+1,108
| +0.6% | +$51.8K |
|
340
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
| $8.87M | 0.05% |
102,641
-4,527
| -4% | -$406K |
|
341
Vanguard Materials ETF
VAW
$3B
| $8.78M | 0.04% |
82,351
-7,581
| -8% | -$843K |
|
342
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
| $8.76M | 0.04% |
124,222
-330
| -0.3% | -$23.7K |
|
343
CSX Corp
CSX
$98.6B
| $8.7M | 0.04% |
803,343
+54,522
| +7% | +$632K |
|
344
Blackrock
BLK
$164B
| $8.65M | 0.04% |
25,230
-2,209
| -8% | -$805K |
|
345
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $8.64M | 0.04% |
163,714
+6,594
| +4% | +$353K |
|
346
Tesla
TSLA
$1.24T
| $8.54M | 0.04% |
457,890
+32,880
| +8% | +$520K |
|
347
NextEra Energy
NEE
$187B
| $8.48M | 0.04% |
337,764
-3,012
| -0.9% | -$76.6K |
|
348
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
| $8.44M | 0.04% |
76,094
-6,437
| -8% | -$760K |
|
349
Target
TGT
$62.1B
| $8.44M | 0.04% |
101,709
-10,394
| -9% | -$841K |
|
350
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
| $8.33M | 0.04% |
416,440
+11,995
| +3% | +$246K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.