LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
ProShares Ultra S&P500
SSO
$7.73B
| $7.59M | 0.05% |
1,183,616
+99,168
| +9% | +$581K |
|
|
SDRL
327
DELISTED
Seadrill Limited Common Stock
SDRL
| $7.58M | 0.05% |
689
-36
| -5% | -$425K |
|
328
GSK
GSK
$105B
| $7.58M | 0.05% |
113,522
+3,249
| +3% | +$211K |
|
329
AdvisorShares Insider Advantage ETF
SURE
$55.9M
| $7.57M | 0.05% |
156,050
+35,782
| +30% | +$1.65M |
|
|
BSCF
330
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
| $7.48M | 0.05% |
341,686
+123,462
| +57% | +$2.7M |
|
331
General Mills
GIS
$19.6B
| $7.46M | 0.05% |
149,485
-6,522
| -4% | -$325K |
|
332
iShares International Developed Real Estate ETF
IFGL
$82.7M
| $7.41M | 0.05% |
240,037
-74,747
| -24% | -$2.46M |
|
333
Diageo
DEO
$47.3B
| $7.4M | 0.05% |
55,872
-1,101
| -2% | -$141K |
|
334
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.08B
| $7.39M | 0.05% |
299,598
+38,960
| +15% | +$921K |
|
335
Phillips 66
PSX
$82.3B
| $7.37M | 0.05% |
95,517
+3,079
| +3% | +$205K |
|
336
AstraZeneca
AZN
$269B
| $7.34M | 0.05% |
123,655
+17,637
| +17% | +$958K |
|
|
AGN
337
DELISTED
Allergan Inc
AGN
| $7.32M | 0.05% |
65,861
-4,398
| -6% | -$420K |
|
338
Cummins
CMI
$89.3B
| $7.31M | 0.05% |
51,847
+5,187
| +11% | +$689K |
|
|
BSJG
339
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
| $7.26M | 0.05% |
268,653
+18,520
| +7% | +$499K |
|
340
Invesco DB Oil Fund
DBO
$394M
| $7.24M | 0.05% |
261,292
-90,238
| -26% | -$2.46M |
|
341
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
| $7.23M | 0.05% |
101,468
-4,340
| -4% | -$319K |
|
342
Teva Pharmaceuticals
TEVA
$36.2B
| $7.22M | 0.05% |
180,153
+55,579
| +45% | +$2.19M |
|
343
Halliburton
HAL
$27.2B
| $7.21M | 0.05% |
142,123
+7,463
| +6% | +$386K |
|
344
DuPont de Nemours
DD
$18.8B
| $7.21M | 0.05% |
64,138
+2,424
| +4% | +$248K |
|
345
Baxter International
BAX
$12B
| $7.21M | 0.05% |
190,803
+50,990
| +36% | +$1.85M |
|
346
Vanguard Russell 3000 ETF
VTHR
$4.64B
| $7.21M | 0.05% |
84,063
-380
| -0.5% | -$31.3K |
|
347
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.07B
| $7.15M | 0.04% |
375,795
+10,036
| +3% | +$186K |
|
348
FedEx
FDX
$74B
| $6.99M | 0.04% |
48,591
-2,898
| -6% | -$384K |
|
|
ADT
349
DELISTED
ADT Corp
ADT
| $6.97M | 0.04% |
172,141
-6,011
| -3% | -$247K |
|
350
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
| $6.91M | 0.04% |
380,465
-37,713
| -9% | -$695K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.