LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
+$273M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$215M |
| 3 |
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
|
+$204M |
| 4 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$192M |
| 5 |
SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$167M |
Top Sells
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$363M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$162M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$99.4M |
| 4 |
iShares Core High Dividend ETF
HDV
|
+$91.2M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$77.4M |
Sector Composition
| 1 | Technology | 5.08% |
| 2 | Healthcare | 3.26% |
| 3 | Financials | 3.13% |
| 4 | Industrials | 2.22% |
| 5 | Consumer Discretionary | 2.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
3401
Global X FTSE Southeast Asia ETF
ASEA
$67.8M
| $416K | ﹤0.01% |
27,840
+11,681
| +72% | +$175K |
|
3402
Box
BOX
$4.74B
| $415K | ﹤0.01% |
13,344
-74
| -0.6% | -$2.3K |
|
3403
Boot Barn
BOOT
$5.76B
| $415K | ﹤0.01% |
6,644
+476
| +8% | +$29.8K |
|
3404
Encore Capital Group
ECPG
$993M
| $415K | ﹤0.01% |
8,655
-3,089
| -26% | -$148K |
|
3405
NovaGold Resources
NG
$2.84B
| $414K | ﹤0.01% |
69,228
+375
| +0.5% | +$2.24K |
|
|
GOGL
3406
DELISTED
Golden Ocean Group
GOGL
| $414K | ﹤0.01% |
47,618
-42,827
| -47% | -$372K |
|
3407
Western Union
WU
$2.74B
| $414K | ﹤0.01% |
30,038
-6,519
| -18% | -$89.8K |
|
3408
RGC Resources
RGCO
$227M
| $413K | ﹤0.01% |
18,720
+93
| +0.5% | +$2.05K |
|
3409
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$59.8M
| $412K | ﹤0.01% |
20,142
+5,850
| +41% | +$120K |
|
3410
AXIS Capital
AXS
$7.59B
| $411K | ﹤0.01% |
7,585
-964
| -11% | -$52.2K |
|
|
PMF
3411
DELISTED
PIMCO Municipal Income Fund
PMF
| $411K | ﹤0.01% |
39,394
-5,263
| -12% | -$54.9K |
|
3412
Invesco S&P 500 Minimum Variance ETF
SPMV
$3.49M
| $411K | ﹤0.01% |
11,266
+2,374
| +27% | +$86.5K |
|
3413
First Hawaiian
FHB
$3.19B
| $410K | ﹤0.01% |
15,757
+3,799
| +32% | +$98.9K |
|
3414
Viking Therapeutics
VKTX
$2.89B
| $410K | ﹤0.01% |
43,650
+4,031
| +10% | +$37.9K |
|
3415
BCB Bancorp
BCBP
$149M
| $409K | ﹤0.01% |
22,746
+4
| +0% | +$72 |
|
3416
RxSight
RXST
$410M
| $406K | ﹤0.01% |
+32,058
| New | +$406K |
|
|
AHH
3417
Armada Hoffler Properties
AHH
$576M
| $406K | ﹤0.01% |
35,276
-3,299
| -9% | -$37.9K |
|
3418
Cabot Corp
CBT
$4.21B
| $405K | ﹤0.01% |
6,060
-1,958
| -24% | -$131K |
|
3419
Regal Rexnord
RRX
$9.62B
| $405K | ﹤0.01% |
3,372
-3,804
| -53% | -$456K |
|
3420
Brighthouse Financial
BHF
$2.79B
| $404K | ﹤0.01% |
7,887
-927
| -11% | -$47.5K |
|
3421
Anavex Life Sciences
AVXL
$762M
| $404K | ﹤0.01% |
43,640
+3,800
| +10% | +$35.2K |
|
3422
Simmons First National
SFNC
$2.97B
| $404K | ﹤0.01% |
18,715
+87
| +0.5% | +$1.88K |
|
3423
Workiva
WK
$4.24B
| $403K | ﹤0.01% |
4,799
+183
| +4% | +$15.4K |
|
3424
Erie Indemnity
ERIE
$17.3B
| $402K | ﹤0.01% |
1,615
+18
| +1% | +$4.48K |
|
3425
First Trust Switzerland AlphaDEX Fund
FSZ
$83.1M
| $401K | ﹤0.01% |
7,305
+1,042
| +17% | +$57.2K |
|