LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$212M |
| 2 |
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
|
+$190M |
| 3 |
Invesco NASDAQ 100 ETF
QQQM
|
+$163M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$150M |
| 5 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$140M |
Top Sells
Sector Composition
| 1 | Technology | 6.61% |
| 2 | Financials | 2.98% |
| 3 | Healthcare | 2.91% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
BKSC
3351
DELISTED
Bank of South Carolina
BKSC
| $540K | ﹤0.01% |
38,634
+8,892
| +30% | +$124K |
|
3352
Teekay Tankers
TNK
$1.8B
| $538K | ﹤0.01% |
14,082
-33,081
| -70% | -$1.26M |
|
|
CPZ
3353
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$328M
| $537K | ﹤0.01% |
34,735
+4,525
| +15% | +$70K |
|
|
EXK
3354
Endeavour Silver
EXK
$1.79B
| $537K | ﹤0.01% |
185,677
+2,956
| +2% | +$8.54K |
|
3355
Stem
STEM
$120M
| $536K | ﹤0.01% |
4,683
+862
| +23% | +$98.6K |
|
|
QPFF
3356
DELISTED
American Century Quality Preferred ETF
QPFF
| $534K | ﹤0.01% |
+15,044
| New | +$534K |
|
3357
Sibanye-Stillwater
SBSW
$6.18B
| $534K | ﹤0.01% |
85,553
+38,681
| +83% | +$241K |
|
|
KSM
3358
DELISTED
DWS Strategic Municipal Income Trust
KSM
| $533K | ﹤0.01% |
62,870
+1,231
| +2% | +$10.4K |
|
3359
Tenable Holdings
TENB
$3.64B
| $533K | ﹤0.01% |
12,244
+180
| +1% | +$7.84K |
|
3360
Fulton Financial
FULT
$3.53B
| $533K | ﹤0.01% |
44,698
-5,229
| -10% | -$62.3K |
|
3361
Visteon
VC
$3.44B
| $532K | ﹤0.01% |
3,706
+533
| +17% | +$76.5K |
|
3362
Franklin FTSE Australia ETF
FLAU
$79.4M
| $532K | ﹤0.01% |
20,054
-39
| -0.2% | -$1.03K |
|
3363
Freedom 100 Emerging Markets ETF
FRDM
$1.4B
| $531K | ﹤0.01% |
16,944
-966
| -5% | -$30.3K |
|
3364
Innovator US Equity Ultra Buffer ETF January
UJAN
$205M
| $531K | ﹤0.01% |
16,227
| – | – |
|
3365
CGI
GIB
$20.9B
| $531K | ﹤0.01% |
5,037
+570
| +13% | +$60.1K |
|
|
ECC
3366
Eagle Point Credit Co
ECC
$891M
| $529K | ﹤0.01% |
52,108
+8,252
| +19% | +$83.8K |
|
3367
Global X Genomics & Biotechnology ETF
GNOM
$45.9M
| $529K | ﹤0.01% |
10,919
-2,801
| -20% | -$136K |
|
|
CEM
3368
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $528K | ﹤0.01% |
15,244
+225
| +1% | +$7.8K |
|
|
BRSL
3369
Brightstar Lottery PLC
BRSL
$3.13B
| $528K | ﹤0.01% |
16,548
-8,462
| -34% | -$270K |
|
3370
nCino
NCNO
$3.48B
| $527K | ﹤0.01% |
+17,485
| New | +$527K |
|
3371
BlackRock MuniAssets Fund
MUA
$446M
| $526K | ﹤0.01% |
51,714
+12,698
| +33% | +$129K |
|
3372
Kenvue
KVUE
$37.1B
| $526K | ﹤0.01% |
+19,925
| New | +$526K |
|
3373
Ginkgo Bioworks
DNA
$599M
| $526K | ﹤0.01% |
7,065
+1,851
| +36% | +$138K |
|
3374
FiscalNote
NOTE
$64.8M
| $525K | ﹤0.01% |
12,029
+9,583
| +392% | +$419K |
|
|
NCZ
3375
Virtus Convertible & Income Fund II
NCZ
$263M
| $525K | ﹤0.01% |
42,165
-8,867
| -17% | -$110K |
|