LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$511M |
| 2 |
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$482M |
| 3 |
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$224M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$217M |
Top Sells
| 1 |
SPDR Blackstone Senior Loan ETF
SRLN
|
+$378M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$268M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$240M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$115M |
| 5 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$110M |
Sector Composition
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.71% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
3301
iShares Asia 50 ETF
AIA
$995M
| $414K | ﹤0.01% |
8,298
-36,050
| -81% | -$1.8M |
|
3302
Intrepid Potash
IPI
$389M
| $414K | ﹤0.01% |
10,456
+467
| +5% | +$18.5K |
|
3303
Schrodinger
SDGR
$1.37B
| $414K | ﹤0.01% |
16,564
+621
| +4% | +$15.5K |
|
3304
Red Rock Resorts
RRR
$3.65B
| $413K | ﹤0.01% |
12,044
+909
| +8% | +$31.2K |
|
3305
Arrowhead Research
ARWR
$4.11B
| $412K | ﹤0.01% |
12,467
-288
| -2% | -$9.52K |
|
3306
Crescent Capital BDC
CCAP
$586M
| $412K | ﹤0.01% |
27,419
+5,473
| +25% | +$82.2K |
|
3307
NBT Bancorp
NBTB
$2.27B
| $412K | ﹤0.01% |
10,864
-250
| -2% | -$9.48K |
|
3308
Anavex Life Sciences
AVXL
$805M
| $411K | ﹤0.01% |
39,840
+2,410
| +6% | +$24.9K |
|
3309
Hillman Solutions
HLMN
$1.92B
| $411K | ﹤0.01% |
54,496
+1,261
| +2% | +$9.51K |
|
|
AVLR
3310
DELISTED
Avalara, Inc.
AVLR
| $411K | ﹤0.01% |
4,479
-5,288
| -54% | -$485K |
|
3311
ATI
ATI
$10.5B
| $410K | ﹤0.01% |
15,396
-814
| -5% | -$21.7K |
|
3312
Franklin Municipal Green Bond ETF
FLMB
$90.6M
| $410K | ﹤0.01% |
18,320
-905
| -5% | -$20.3K |
|
|
HPF
3313
John Hancock Preferred Income Fund II
HPF
$357M
| $410K | ﹤0.01% |
24,922
-19,336
| -44% | -$318K |
|
|
CEM
3314
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $410K | ﹤0.01% |
13,758
-692
| -5% | -$20.6K |
|
3315
Liberty Media Series A
FWONA
$22.5B
| $409K | ﹤0.01% |
8,140
-291
| -3% | -$14.6K |
|
3316
Global X MSCI China Consumer Discretionary ETF
CHIQ
$245M
| $408K | ﹤0.01% |
22,764
+8,429
| +59% | +$151K |
|
3317
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$71M
| $408K | ﹤0.01% |
16,881
+170
| +1% | +$4.11K |
|
3318
Skechers
SKX
$9.49B
| $407K | ﹤0.01% |
12,824
-220
| -2% | -$6.98K |
|
3319
Mr. Cooper
COOP
$14.1B
| $406K | ﹤0.01% |
10,036
+290
| +3% | +$11.7K |
|
3320
Simmons First National
SFNC
$2.96B
| $406K | ﹤0.01% |
18,628
+23
| +0.1% | +$501 |
|
|
WDI
3321
Western Asset Diversified Income Fund
WDI
$790M
| $406K | ﹤0.01% |
32,280
+8,289
| +35% | +$104K |
|
|
TDSD
3322
DELISTED
Cabana Target Drawdown 13 ETF
TDSD
| $405K | ﹤0.01% |
18,521
-7,537
| -29% | -$165K |
|
|
PFD
3323
Flaherty & Crumrine Preferred and Income Fund
PFD
$151M
| $404K | ﹤0.01% |
38,058
+1,512
| +4% | +$16.1K |
|
3324
WillScot Mobile Mini Holdings
WSC
$4.19B
| $403K | ﹤0.01% |
9,982
-1,317
| -12% | -$53.2K |
|
3325
Innovator Deepwater Frontier Tech ETF
LOUP
$114M
| $402K | ﹤0.01% |
14,956
-2,834
| -16% | -$76.2K |
|