LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3276
Certara
CERT
$1.21B
| $1.12M | ﹤0.01% |
96,038
+14,562
| +18% | +$192K |
|
3277
ProShares Online Retail ETF
ONLN
$67.3M
| $1.12M | ﹤0.01% |
24,790
+3,114
| +14% | +$128K |
|
3278
CALL
GameStop
GME
$8.62B
| $1.12M | ﹤0.01% |
+49,000
| New | +$1.12M |
|
3279
Silgan Holdings
SLGN
$4.37B
| $1.12M | ﹤0.01% |
21,400
+12,558
| +142% | +$611K |
|
3280
GitLab
GTLB
$6.16B
| $1.12M | ﹤0.01% |
21,784
+3,758
| +21% | +$188K |
|
|
DLY
3281
DoubleLine Yield Opportunities Fund
DLY
$682M
| $1.12M | ﹤0.01% |
67,654
+6,201
| +10% | +$101K |
|
|
TMHC
3282
DELISTED
Taylor Morrison
TMHC
| $1.12M | ﹤0.01% |
15,954
+2,685
| +20% | +$172K |
|
3283
Valvoline
VVV
$4.95B
| $1.12M | ﹤0.01% |
26,775
+8,087
| +43% | +$344K |
|
3284
Yeti Holdings
YETI
$3.85B
| $1.12M | ﹤0.01% |
27,284
-2,790
| -9% | -$109K |
|
3285
Brixmor Property Group
BRX
$9.57B
| $1.12M | ﹤0.01% |
40,093
-318
| -0.8% | -$8.21K |
|
3286
Southside Bancshares
SBSI
$972M
| $1.12M | ﹤0.01% |
33,371
+1,586
| +5% | +$50.8K |
|
|
VSTO
3287
DELISTED
Vista Outdoor Inc.
VSTO
| $1.11M | ﹤0.01% |
28,439
+737
| +3% | +$28.6K |
|
3288
iShares ESG Screened S&P Small-Cap ETF
XJR
$192M
| $1.11M | ﹤0.01% |
26,625
+3,961
| +17% | +$160K |
|
3289
Argan
AGX
$8.31B
| $1.11M | ﹤0.01% |
10,975
+7,776
| +243% | +$615K |
|
|
ABOT
3290
Abacus FCF Innovation Leaders ETF
ABOT
$4.2M
| $1.11M | ﹤0.01% |
33,070
-4,446
| -12% | -$142K |
|
3291
Ranger Energy Services
RNGR
$379M
| $1.11M | ﹤0.01% |
93,295
+1,500
| +2% | +$17.4K |
|
|
HEES
3292
DELISTED
H&E Equipment Services
HEES
| $1.11M | ﹤0.01% |
22,825
+657
| +3% | +$30.9K |
|
3293
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$468M
| $1.11M | ﹤0.01% |
43,587
+24,403
| +127% | +$615K |
|
|
CHX
3294
DELISTED
ChampionX
CHX
| $1.11M | ﹤0.01% |
36,833
-3,904
| -10% | -$123K |
|
3295
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
| $1.11M | ﹤0.01% |
16,484
-554
| -3% | -$36.6K |
|
3296
Workiva
WK
$3.43B
| $1.11M | ﹤0.01% |
14,007
-5,995
| -30% | -$450K |
|
3297
Distribution Solutions Group
DSGR
$1.6B
| $1.11M | ﹤0.01% |
28,759
+450
| +2% | +$15.4K |
|
3298
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
| $1.11M | ﹤0.01% |
40,117
+1,556
| +4% | +$40.8K |
|
|
EXK
3299
Endeavour Silver
EXK
$2.47B
| $1.1M | ﹤0.01% |
279,859
+51,802
| +23% | +$190K |
|
|
UMH
3300
UMH Properties
UMH
$1.3B
| $1.1M | ﹤0.01% |
56,004
+35,446
| +172% | +$660K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.