LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$2.33B |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$687M |
| 3 |
IALT
iShares Systematic Alternatives Active ETF
IALT
|
+$610M |
| 4 |
iShares US Treasury Bond ETF
GOVT
|
+$495M |
| 5 |
CORO
iShares International Country Rotation Active ETF
CORO
|
+$455M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$592M |
| 2 |
iShares MSCI EAFE Value ETF
EFV
|
+$569M |
| 3 |
iShares Core International Aggregate Bond Fund
IAGG
|
+$352M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$332M |
| 5 |
THRO
iShares U.S. Thematic Rotation Active ETF
THRO
|
+$218M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 74.82% |
| 2 | Technology | 8.89% |
| 3 | Financials | 3.03% |
| 4 | Industrials | 2.69% |
| 5 | Consumer Discretionary | 2.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3251
Fidelity Corporate Bond ETF
FCOR
$352M
| $3.16M | ﹤0.01% |
67,091
-6,382
| -9% | -$302K |
|
3252
Cemex
CX
$15.5B
| $3.16M | ﹤0.01% |
263,410
+63,236
| +32% | +$785K |
|
|
HPI
3253
John Hancock Preferred Income Fund
HPI
$411M
| $3.16M | ﹤0.01% |
194,889
-1,372
| -0.7% | -$22K |
|
3254
TRI-Continental Corp
TY
$1.87B
| $3.16M | ﹤0.01% |
91,759
+13,068
| +17% | +$448K |
|
3255
ORIX
IX
$41.7B
| $3.16M | ﹤0.01% |
82,993
+17,011
| +26% | +$605K |
|
3256
H.B. Fuller
FUL
$2.78B
| $3.16M | ﹤0.01% |
54,159
+2,607
| +5% | +$160K |
|
3257
Optex Systems
OPXS
$71.8M
| $3.16M | ﹤0.01% |
225,007
-30,865
| -12% | -$362K |
|
3258
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
$62M
| $3.15M | ﹤0.01% |
71,619
-7,316
| -9% | -$315K |
|
|
FCT
3259
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
| $3.15M | ﹤0.01% |
326,115
-75,938
| -19% | -$735K |
|
3260
POET Technologies
POET
$1.36B
| $3.15M | ﹤0.01% |
306,169
-8,855
| -3% | -$96.4K |
|
|
WDI
3261
Western Asset Diversified Income Fund
WDI
$645M
| $3.14M | ﹤0.01% |
231,826
-13,916
| -6% | -$189K |
|
|
RONB
3262
Baron First Principles ETF
RONB
$354M
| $3.13M | ﹤0.01% |
+128,391
| New | +$3.03M |
|
3263
Shinhan Financial Group
SHG
$39.3B
| $3.13M | ﹤0.01% |
49,513
+3,471
| +8% | +$228K |
|
3264
Federal Agricultural Mortgage
AGM
$2.45B
| $3.13M | ﹤0.01% |
15,711
+669
| +4% | +$117K |
|
3265
NewMarket
NEU
$8.02B
| $3.13M | ﹤0.01% |
3,955
+211
| +6% | +$152K |
|
3266
Primerica
PRI
$8.94B
| $3.13M | ﹤0.01% |
11,009
-1,528
| -12% | -$418K |
|
3267
CNX Resources
CNX
$5.38B
| $3.12M | ﹤0.01% |
92,062
-139,197
| -60% | -$5.02M |
|
3268
Aehr Test Systems
AEHR
$3.24B
| $3.12M | ﹤0.01% |
32,430
+21,316
| +192% | +$1.95M |
|
3269
Innovator US Equity Ultra Buffer ETF January
UJAN
$253M
| $3.11M | ﹤0.01% |
68,612
+3,939
| +6% | +$176K |
|
3270
Magnite
MGNI
$3.4B
| $3.11M | ﹤0.01% |
163,837
+8,393
| +5% | +$120K |
|
|
INFQ
3271
Infleqtion Inc
INFQ
$3.01B
| $3.11M | ﹤0.01% |
233,353
+190,870
| +449% | +$2.63M |
|
3272
VanEck Environmental Services ETF
EVX
$98.2M
| $3.1M | ﹤0.01% |
75,258
-1,592
| -2% | -$63.2K |
|
3273
Bentley Systems
BSY
$9.26B
| $3.09M | ﹤0.01% |
103,528
+39,122
| +61% | +$1.27M |
|
3274
Perion Network
PERI
$361M
| $3.09M | ﹤0.01% |
318,500
+137,703
| +76% | +$1.31M |
|
3275
Garrett Motion
GTX
$5.16B
| $3.09M | ﹤0.01% |
85,177
-1,911
| -2% | -$53.2K |
|
Similar funds
LPL Financial's Q2 2026 Portfolio in Review
As of Q2 2026, LPL Financial held 6,394 positions worth $445B, up 18% from $377B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $24B of net new capital in Q2 2026, opening 411 new positions and adding to 3,508 existing holdings. Its largest new stake was iShares Systematic Alternatives Active ETF: 21,732,229 shares worth $610M.
By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, up from 75% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $592M trimmed.
- LPL Financial's largest Q2 2026 buy was iShares Systematic Alternatives Active ETF: 21,732,229 shares worth $610M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q2 2026, an estimated $2.33B increase.
- LPL Financial's biggest Q2 2026 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $592M.
- LPL Financial fully exited Coterra Energy in Q2 2026, selling an estimated $14.6M.
- LPL Financial's ten largest holdings make up 14% of its $445B portfolio in Q2 2026.
- LPL Financial opened 411 new positions and closed 194 in Q2 2026.
- LPL Financial's portfolio value rose 18% quarter-over-quarter to $445B.
Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.