LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3226
Franklin US Core Bond ETF
FLCB
$3.01B
| $493K | ﹤0.01% |
19,467
-36,341
| -65% | -$930K |
|
3227
Lattice Semiconductor
LSCC
$17.6B
| $493K | ﹤0.01% |
7,629
+787
| +12% | +$46.5K |
|
|
NIQ
3228
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
| $493K | ﹤0.01% |
33,600
-1,200
| -3% | -$17.9K |
|
3229
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.6M
| $492K | ﹤0.01% |
6,849
-5,332
| -44% | -$389K |
|
|
BOCH
3230
DELISTED
Bank of Commerce Holdings (CA)
BOCH
| $492K | ﹤0.01% |
32,438
| – | – |
|
|
TSC
3231
DELISTED
TriState Capital Holdings, Inc.
TSC
| $491K | ﹤0.01% |
23,197
+2,530
| +12% | +$51.2K |
|
|
ERUS
3232
DELISTED
iShares MSCI Russia ETF
ERUS
| $491K | ﹤0.01% |
10,287
+609
| +6% | +$27.4K |
|
3233
PBF Energy
PBF
$8.57B
| $490K | ﹤0.01% |
37,795
-18,891
| -33% | -$196K |
|
3234
Innovator US Equity Power Buffer ETF June
PJUN
$958M
| $490K | ﹤0.01% |
+15,767
| New | +$494K |
|
|
FPI
3235
Farmland Partners
FPI
$408M
| $489K | ﹤0.01% |
40,789
+24,019
| +143% | +$296K |
|
3236
SL Green Realty
SLG
$3.76B
| $489K | ﹤0.01% |
+6,907
| New | +$504K |
|
3237
Terex
TEX
$7.18B
| $489K | ﹤0.01% |
+11,607
| New | +$549K |
|
3238
Frontdoor
FTDR
$5.1B
| $488K | ﹤0.01% |
11,638
+518
| +5% | +$23.6K |
|
3239
Coca-Cola Femsa
KOF
$22.7B
| $488K | ﹤0.01% |
8,664
+805
| +10% | +$45.1K |
|
3240
PUT
Lowe's Companies
LOW
$117B
| $487K | ﹤0.01% |
2,400
| – | – |
|
3241
Lloyds Banking Group
LYG
$89.5B
| $487K | ﹤0.01% |
198,883
+20,387
| +11% | +$49.9K |
|
3242
Vanguard US Momentum Factor ETF
VFMO
$1.77B
| $487K | ﹤0.01% |
3,790
-975
| -20% | -$127K |
|
3243
Vontier
VNT
$4.52B
| $487K | ﹤0.01% |
14,507
+314
| +2% | +$10.7K |
|
3244
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$149M
| $486K | ﹤0.01% |
16,140
-1,164
| -7% | -$33.3K |
|
3245
Telus
TU
$14.9B
| $486K | ﹤0.01% |
22,133
+1,954
| +10% | +$44.1K |
|
|
EVF
3246
Eaton Vance Senior Income Trust
EVF
$90.3M
| $485K | ﹤0.01% |
68,738
+26,665
| +63% | +$182K |
|
|
RAVN
3247
DELISTED
Raven Industries Inc
RAVN
| $485K | ﹤0.01% |
8,412
+981
| +13% | +$56.8K |
|
3248
Genpact
G
$5.96B
| $483K | ﹤0.01% |
10,173
+2,152
| +27% | +$107K |
|
3249
Hilltop Holdings
HTH
$2.26B
| $482K | ﹤0.01% |
14,745
-8,129
| -36% | -$269K |
|
3250
Lincoln Electric
LECO
$14.2B
| $482K | ﹤0.01% |
3,745
+95
| +3% | +$12.9K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.