LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$690M
| $8.38M | 0.05% |
216,181
+12,878
| +6% | +$466K |
|
302
Invesco International Dividend Achievers ETF
PID
$913M
| $8.35M | 0.05% |
453,445
+67,152
| +17% | +$1.19M |
|
303
Vanguard Information Technology ETF
VGT
$139B
| $8.3M | 0.05% |
741,384
-299,224
| -29% | -$3.17M |
|
|
CHY
304
Calamos Convertible and High Income Fund
CHY
$1.03B
| $8.26M | 0.05% |
639,029
+49,990
| +8% | +$638K |
|
305
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
| $8.25M | 0.05% |
255,032
+12,540
| +5% | +$389K |
|
|
WBA
306
DELISTED
Walgreens Boots Alliance
WBA
| $8.24M | 0.05% |
143,498
+1,103
| +0.8% | +$64.2K |
|
307
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $8.14M | 0.05% |
471,919
-7,749
| -2% | -$139K |
|
308
Deere & Co
DE
$170B
| $8.12M | 0.05% |
88,901
+10,681
| +14% | +$904K |
|
309
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $8.01M | 0.05% |
80,752
-193,101
| -71% | -$19.6M |
|
310
UnitedHealth
UNH
$382B
| $7.94M | 0.05% |
105,504
+4,120
| +4% | +$296K |
|
311
iShares China Large-Cap ETF
FXI
$4.14B
| $7.94M | 0.05% |
206,861
-75,739
| -27% | -$2.89M |
|
|
CYB
312
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
| $7.92M | 0.05% |
310,727
-120,210
| -28% | -$3.17M |
|
|
RDS.B
313
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $7.89M | 0.05% |
105,105
+2,031
| +2% | +$143K |
|
314
iShares Silver Trust
SLV
$28.1B
| $7.88M | 0.05% |
420,905
-82,592
| -16% | -$1.66M |
|
315
iShares Micro-Cap ETF
IWC
$1.43B
| $7.85M | 0.05% |
104,441
+18,339
| +21% | +$1.3M |
|
|
CSG
316
DELISTED
CHAMBERS STR PPTYS COM
CSG
| $7.84M | 0.05% |
1,024,901
-368,367
| -26% | -$3.14M |
|
317
WisdomTree US High Dividend Fund
DHS
$1.56B
| $7.77M | 0.05% |
140,932
+36,287
| +35% | +$1.96M |
|
318
National Grid
NGG
$82.7B
| $7.75M | 0.05% |
122,901
+8,404
| +7% | +$504K |
|
319
Invesco CurrencyShares Euro Currency Trust
FXE
$331M
| $7.74M | 0.05% |
56,947
-20,702
| -27% | -$2.79M |
|
320
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
| $7.73M | 0.05% |
162,335
-25,743
| -14% | -$1.2M |
|
321
iShares US Basic Materials ETF
IYM
$1.16B
| $7.69M | 0.05% |
94,473
-10,255
| -10% | -$795K |
|
322
Plains All American Pipeline
PAA
$17.4B
| $7.69M | 0.05% |
148,565
+13,054
| +10% | +$667K |
|
323
Vanguard FTSE Pacific ETF
VPL
$8.05B
| $7.69M | 0.05% |
125,426
-46,397
| -27% | -$2.84M |
|
324
Invesco Large Cap Value ETF
PWV
$1.66B
| $7.64M | 0.05% |
268,914
+1,463
| +0.5% | +$39.9K |
|
325
TJX Companies
TJX
$170B
| $7.62M | 0.05% |
239,072
+101,572
| +74% | +$3.08M |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.