LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
Stellus Capital Investment Corp
SCM
$217M
| $1.08M | ﹤0.01% |
78,715
+1,946
| +3% | +$26.9K |
|
|
CTLT
3177
DELISTED
CATALENT, INC.
CTLT
| $1.08M | ﹤0.01% |
19,211
-7,275
| -27% | -$406K |
|
3178
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
| $1.08M | ﹤0.01% |
11,248
-4,813
| -30% | -$451K |
|
|
GOLD
3179
Gold.com Inc
GOLD
$1.2B
| $1.08M | ﹤0.01% |
+33,269
| New | +$1.23M |
|
3180
JPMorgan Inflation Managed Bond ETF
JCPI
$869M
| $1.08M | ﹤0.01% |
23,058
-7,463
| -24% | -$346K |
|
3181
Virco
VIRC
$95.2M
| $1.08M | ﹤0.01% |
77,173
+58,522
| +314% | +$726K |
|
3182
Cracker Barrel
CBRL
$1.26B
| $1.08M | ﹤0.01% |
25,516
+9,264
| +57% | +$497K |
|
3183
Iridium Communications
IRDM
$5.02B
| $1.08M | ﹤0.01% |
40,398
+4,481
| +12% | +$126K |
|
3184
Global X Social Media ETF
SOCL
$90.4M
| $1.07M | ﹤0.01% |
25,451
-48,484
| -66% | -$2.03M |
|
3185
BlackRock MuniYield Quality Fund
MQY
$805M
| $1.07M | ﹤0.01% |
87,522
-4,745
| -5% | -$57.3K |
|
|
LCG
3186
DELISTED
Sterling Capital Focus Equity ETF
LCG
| $1.07M | ﹤0.01% |
+39,730
| New | +$1.11M |
|
3187
Angel Oak Income ETF
CARY
$1.37B
| $1.07M | ﹤0.01% |
+51,998
| New | +$1.06M |
|
3188
Camping World
CWH
$393M
| $1.07M | ﹤0.01% |
59,929
-3,510
| -6% | -$73.9K |
|
3189
Fidelity International High Dividend ETF
FIDI
$362M
| $1.07M | ﹤0.01% |
52,591
+542
| +1% | +$11.3K |
|
3190
WaFd
WAFD
$2.72B
| $1.06M | ﹤0.01% |
37,264
-201
| -0.5% | -$5.57K |
|
|
SHYM
3191
iShares Short Duration High Yield Muni Active ETF
SHYM
$795M
| $1.06M | ﹤0.01% |
+47,032
| New | +$1.05M |
|
3192
Americold
COLD
$4.02B
| $1.06M | ﹤0.01% |
41,633
-2,870
| -6% | -$70.4K |
|
3193
WisdomTree International Multifactor Fund
DWMF
$33.8M
| $1.06M | ﹤0.01% |
40,639
+23,433
| +136% | +$621K |
|
3194
Geron
GERN
$828M
| $1.06M | ﹤0.01% |
250,327
+54,566
| +28% | +$213K |
|
3195
CGI
GIB
$15.1B
| $1.06M | ﹤0.01% |
10,631
+238
| +2% | +$24.5K |
|
3196
Lightwave Logic
LWLG
$995M
| $1.06M | ﹤0.01% |
354,200
+35,500
| +11% | +$130K |
|
3197
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.19B
| $1.06M | ﹤0.01% |
+24,325
| New | +$1.02M |
|
3198
Dycom Industries
DY
$12B
| $1.06M | ﹤0.01% |
6,258
+701
| +13% | +$109K |
|
3199
NorthWestern Energy
NWE
$4.23B
| $1.06M | ﹤0.01% |
21,079
+9,057
| +75% | +$458K |
|
|
DAY
3200
DELISTED
Dayforce
DAY
| $1.05M | ﹤0.01% |
21,262
-2,066
| -9% | -$118K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.