LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
| $515K | ﹤0.01% |
16,794
-1,750
| -9% | -$53K |
|
3177
Gold Fields
GFI
$30.5B
| $514K | ﹤0.01% |
+33,224
| New | +$427K |
|
3178
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
| $514K | ﹤0.01% |
21,631
-32,435
| -60% | -$786K |
|
3179
Manitowoc
MTW
$519M
| $513K | ﹤0.01% |
34,046
-5,062
| -13% | -$87.2K |
|
|
ECHO
3180
EchoStar
ECHO
$26.6B
| $513K | ﹤0.01% |
21,081
-1,141
| -5% | -$28.1K |
|
3181
T. Rowe Price Dividend Growth ETF
TDVG
$1.44B
| $513K | ﹤0.01% |
15,272
+64
| +0.4% | +$2.13K |
|
3182
Anterix
ATEX
$2.07B
| $512K | ﹤0.01% |
8,849
+116
| +1% | +$6.35K |
|
3183
California Water Service
CWT
$3.11B
| $512K | ﹤0.01% |
8,635
-336
| -4% | -$20.2K |
|
|
SPTN
3184
DELISTED
SpartanNash
SPTN
| $512K | ﹤0.01% |
15,505
+1,859
| +14% | +$52.5K |
|
3185
iShares MSCI UAE ETF
UAE
$325M
| $511K | ﹤0.01% |
+26,919
| New | +$466K |
|
|
ISEM
3186
DELISTED
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic Emerging Markets ETF
ISEM
| $511K | ﹤0.01% |
20,047
-1,045
| -5% | -$28.6K |
|
3187
Burlington
BURL
$23.2B
| $510K | ﹤0.01% |
2,799
-28
| -1% | -$6.14K |
|
3188
VanEck Energy Income ETF
EINC
$81.8M
| $510K | ﹤0.01% |
7,900
+3,328
| +73% | +$198K |
|
3189
Schwab 1000 Index ETF
SCHK
$5.9B
| $509K | ﹤0.01% |
23,108
+1,904
| +9% | +$41.3K |
|
|
SAFE
3190
Safehold
SAFE
$1.16B
| $508K | ﹤0.01% |
4,459
-697
| -14% | -$81.6K |
|
3191
O-I Glass
OI
$1.16B
| $507K | ﹤0.01% |
38,434
+13,194
| +52% | +$172K |
|
|
SPNS
3192
DELISTED
Sapiens International
SPNS
| $507K | ﹤0.01% |
19,495
+6,403
| +49% | +$186K |
|
3193
Tronox
TROX
$948M
| $507K | ﹤0.01% |
25,601
-28,612
| -53% | -$621K |
|
3194
Medifast
MED
$145M
| $506K | ﹤0.01% |
2,961
-285
| -9% | -$53.7K |
|
|
PVBC
3195
DELISTED
Provident Bancorp
PVBC
| $506K | ﹤0.01% |
31,195
+9
| +0% | +$153 |
|
|
AAT
3196
American Assets Trust
AAT
$1.42B
| $505K | ﹤0.01% |
13,331
+1,235
| +10% | +$45.3K |
|
|
SPMV
3197
DELISTED
Invesco S&P 500 Minimum Variance ETF
SPMV
| $505K | ﹤0.01% |
12,570
-9,590
| -43% | -$375K |
|
3198
Eagle Materials
EXP
$6.63B
| $504K | ﹤0.01% |
3,924
-484
| -11% | -$68.7K |
|
3199
Marten Transport
MRTN
$1.22B
| $504K | ﹤0.01% |
28,387
+993
| +4% | +$17.4K |
|
3200
Schrodinger
SDGR
$1.17B
| $503K | ﹤0.01% |
14,752
+5,617
| +61% | +$171K |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.