LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3151
Xerox
XRX
$411M
| $1.03M | ﹤0.01% |
57,618
-3,062
| -5% | -$53.8K |
|
|
GTOQ
3152
Invesco High Yield Systematic Bond ETF
GTOQ
$181M
| $1.03M | ﹤0.01% |
46,134
+5,907
| +15% | +$131K |
|
3153
Wintrust Financial
WTFC
$10.9B
| $1.03M | ﹤0.01% |
9,877
+113
| +1% | +$10.9K |
|
3154
Hyatt Hotels
H
$17B
| $1.03M | ﹤0.01% |
6,459
+1,098
| +20% | +$155K |
|
3155
Darling Ingredients
DAR
$9.24B
| $1.03M | ﹤0.01% |
22,163
-299
| -1% | -$13.2K |
|
3156
Alpha Architect International Quantitative Value ETF
IVAL
$222M
| $1.03M | ﹤0.01% |
38,154
+3,610
| +10% | +$93.1K |
|
3157
iShares JPMorgan EM Corporate Bond ETF
CEMB
$405M
| $1.03M | ﹤0.01% |
23,085
+6,020
| +35% | +$266K |
|
3158
CALL
Pfizer
PFE
$145B
| $1.03M | ﹤0.01% |
+370
| New | +$10.3K |
|
3159
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$72.3M
| $1.03M | ﹤0.01% |
66,533
+40,797
| +159% | +$627K |
|
3160
Itron
ITRI
$4.58B
| $1.03M | ﹤0.01% |
11,085
-2,188
| -16% | -$176K |
|
3161
Conductor Global Equity Value ETF
CGV
$133M
| $1.02M | ﹤0.01% |
77,097
+64,058
| +491% | +$839K |
|
|
TPC
3162
Tutor Perini Cor
TPC
$4.52B
| $1.02M | ﹤0.01% |
70,750
-20,705
| -23% | -$211K |
|
3163
Centrus Energy
LEU
$3.71B
| $1.02M | ﹤0.01% |
24,611
+12,608
| +105% | +$578K |
|
3164
Lattice Semiconductor
LSCC
$18.5B
| $1.02M | ﹤0.01% |
13,031
-688
| -5% | -$49.2K |
|
3165
Colterpoint Net Lease Real Estate ETF
NETL
$54M
| $1.02M | ﹤0.01% |
42,918
-3,426
| -7% | -$80.5K |
|
|
TCN
3166
DELISTED
Tricon Residential Inc.
TCN
| $1.02M | ﹤0.01% |
91,259
-17,100
| -16% | -$182K |
|
3167
STAAR Surgical
STAA
$1.17B
| $1.01M | ﹤0.01% |
26,515
-1,550
| -6% | -$50.4K |
|
3168
QuinStreet
QNST
$897M
| $1.01M | ﹤0.01% |
57,330
-3,025
| -5% | -$43.1K |
|
3169
EA Bridgeway Blue Chip ETF
BBLU
$458M
| $1.01M | ﹤0.01% |
86,525
-5,661
| -6% | -$62.4K |
|
3170
Prudential
PUK
$34.6B
| $1.01M | ﹤0.01% |
52,356
-6,991
| -12% | -$144K |
|
3171
Sphere Entertainment
SPHR
$5.86B
| $1.01M | ﹤0.01% |
20,551
+12,760
| +164% | +$511K |
|
|
SEM
3172
DELISTED
Select Medical
SEM
| $1.01M | ﹤0.01% |
61,950
+3,783
| +7% | +$55.4K |
|
3173
Karat Packaging
KRT
$856M
| $1.01M | ﹤0.01% |
35,159
+1,695
| +5% | +$44.7K |
|
3174
Woodside Energy
WDS
$42B
| $1M | ﹤0.01% |
50,308
-10,151
| -17% | -$205K |
|
3175
Distribution Solutions Group
DSGR
$1.61B
| $1M | ﹤0.01% |
+28,309
| New | +$910K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.