LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3101
The 3D Printing ETF
PRNT
$59.5M
| $1.17M | ﹤0.01% |
59,787
-6,446
| -10% | -$135K |
|
3102
Aptus Large Cap Enhanced Yield ETF
DUBS
$396M
| $1.17M | ﹤0.01% |
+38,619
| New | +$1.13M |
|
3103
FT Vest US Equity Moderate Buffer ETF April
GAPR
$291M
| $1.17M | ﹤0.01% |
32,821
+4,714
| +17% | +$164K |
|
3104
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$47.1M
| $1.17M | ﹤0.01% |
41,670
+18,841
| +83% | +$541K |
|
3105
PUT
Alphabet (Google) Class A
GOOGL
$4.36T
| $1.17M | ﹤0.01% |
+6,400
| New | +$1.08M |
|
3106
Kilroy Realty
KRC
$4.52B
| $1.17M | ﹤0.01% |
37,391
+3,423
| +10% | +$114K |
|
3107
Innovator US Equity Buffer ETF July
BJUL
$346M
| $1.16M | ﹤0.01% |
27,876
+1,858
| +7% | +$75.5K |
|
3108
Noble Corp
NE
$6.77B
| $1.16M | ﹤0.01% |
26,073
-16
| -0.1% | -$740 |
|
3109
Cohen & Steers
CNS
$4.23B
| $1.16M | ﹤0.01% |
16,034
+440
| +3% | +$31.3K |
|
3110
Patterson-UTI
PTEN
$3.98B
| $1.16M | ﹤0.01% |
112,091
+69,938
| +166% | +$767K |
|
3111
Affirm
AFRM
$23.9B
| $1.16M | ﹤0.01% |
38,383
-30,706
| -44% | -$985K |
|
|
PRO
3112
DELISTED
PROS Holdings
PRO
| $1.16M | ﹤0.01% |
40,400
+298
| +0.7% | +$9.46K |
|
3113
SM Energy
SM
$7.8B
| $1.15M | ﹤0.01% |
26,712
+2,855
| +12% | +$140K |
|
|
PEO
3114
Adams Natural Resources Fund
PEO
$739M
| $1.15M | ﹤0.01% |
50,781
+2,304
| +5% | +$51.7K |
|
3115
ACI Worldwide
ACIW
$5.83B
| $1.15M | ﹤0.01% |
+29,084
| New | +$1.01M |
|
|
AGR
3116
DELISTED
Avangrid, Inc.
AGR
| $1.15M | ﹤0.01% |
32,377
+14,563
| +82% | +$525K |
|
3117
Hecla Mining
HL
$9.47B
| $1.15M | ﹤0.01% |
237,160
-50,615
| -18% | -$270K |
|
3118
iShares BB Rated Corporate Bond ETF
HYBB
$411M
| $1.15M | ﹤0.01% |
+24,944
| New | +$1.14M |
|
3119
USCF Midstream Energy Income Fund
UMI
$509M
| $1.15M | ﹤0.01% |
27,317
+3,110
| +13% | +$127K |
|
3120
Yeti Holdings
YETI
$3.71B
| $1.15M | ﹤0.01% |
30,074
-4,192
| -12% | -$163K |
|
3121
G-III Apparel Group
GIII
$1.54B
| $1.15M | ﹤0.01% |
42,357
-1,227
| -3% | -$34.4K |
|
3122
ProShares Pet Care ETF
PAWZ
$34M
| $1.14M | ﹤0.01% |
21,213
-624
| -3% | -$31.6K |
|
3123
ProShares Ultra S&P500
SSO
$7.87B
| $1.14M | ﹤0.01% |
27,714
+2,546
| +10% | +$97.9K |
|
3124
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
| $1.14M | ﹤0.01% |
100,443
-1,798
| -2% | -$20.3K |
|
3125
NBT Bancorp
NBTB
$2.74B
| $1.14M | ﹤0.01% |
29,637
+2,904
| +11% | +$105K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.