LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$298M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$222M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$219M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$208M |
| 5 |
Vanguard Total Bond Market
BND
|
+$205M |
Top Sells
Sector Composition
| 1 | Technology | 5.5% |
| 2 | Healthcare | 2.67% |
| 3 | Consumer Discretionary | 2.65% |
| 4 | Financials | 2.58% |
| 5 | Communication Services | 2.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
3101
Veritone
VERI
$212M
| $199K | ﹤0.01% |
+13,408
| New | +$199K |
|
|
FMY
3102
First Trust Mortgage Income Fund
FMY
$51.9M
| $198K | ﹤0.01% |
+14,378
| New | +$198K |
|
3103
Nuveen Arizona Quality Municipal Income Fund
NAZ
$136M
| $198K | ﹤0.01% |
14,536
+945
| +7% | +$12.9K |
|
3104
Energy Recovery
ERII
$765M
| $197K | ﹤0.01% |
25,921
+1,650
| +7% | +$12.5K |
|
|
CNH
3105
CNH Industrial
CNH
$14.2B
| $197K | ﹤0.01% |
32,243
+11,126
| +53% | +$68K |
|
3106
Dave & Buster's
PLAY
$771M
| $196K | ﹤0.01% |
+14,682
| New | +$196K |
|
3107
Vishay Intertechnology
VSH
$2.07B
| $194K | ﹤0.01% |
12,683
-1,043
| -8% | -$16K |
|
3108
Genesis Energy
GEL
$2.06B
| $193K | ﹤0.01% |
26,736
+5,420
| +25% | +$39.1K |
|
3109
Invesco DB Base Metals Fund
DBB
$122M
| $190K | ﹤0.01% |
13,984
-1,757
| -11% | -$23.9K |
|
3110
Coeur Mining
CDE
$9.21B
| $189K | ﹤0.01% |
37,187
+2,879
| +8% | +$14.6K |
|
3111
Petrobras
PBR
$79.5B
| $187K | ﹤0.01% |
22,667
+1,410
| +7% | +$11.6K |
|
3112
Invesco S&P SmallCap Energy ETF
PSCE
$57.2M
| $186K | ﹤0.01% |
11,093
-1,779
| -14% | -$29.8K |
|
3113
Tidewater
TDW
$2.89B
| $186K | ﹤0.01% |
33,327
-2,325
| -7% | -$13K |
|
|
CVA
3114
DELISTED
Covanta Holding Corporation
CVA
| $186K | ﹤0.01% |
19,346
-19,588
| -50% | -$188K |
|
3115
Precigen
PGEN
$1.23B
| $185K | ﹤0.01% |
37,129
+2,912
| +9% | +$14.5K |
|
3116
RadNet
RDNT
$5.62B
| $185K | ﹤0.01% |
11,639
-55
| -0.5% | -$874 |
|
|
RWT
3117
Redwood Trust
RWT
$801M
| $185K | ﹤0.01% |
26,362
-25,957
| -50% | -$182K |
|
3118
Sibanye-Stillwater
SBSW
$6.04B
| $185K | ﹤0.01% |
+21,377
| New | +$185K |
|
3119
Cambria Global Value ETF
GVAL
$318M
| $184K | ﹤0.01% |
10,465
+250
| +2% | +$4.4K |
|
3120
Frontline
FRO
$5.01B
| $183K | ﹤0.01% |
+26,244
| New | +$183K |
|
3121
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$108M
| $181K | ﹤0.01% |
13,190
+49
| +0.4% | +$672 |
|
|
CADE
3122
DELISTED
Cadence Bancorporation
CADE
| $180K | ﹤0.01% |
+20,311
| New | +$180K |
|
|
PNNT
3123
Pennant Park Investment Corp
PNNT
$469M
| $179K | ﹤0.01% |
51,045
+5,282
| +12% | +$18.5K |
|
|
CRF
3124
Cornerstone Total Return Fund
CRF
$1.22B
| $178K | ﹤0.01% |
18,022
| – | – |
|
|
ETB
3125
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$440M
| $178K | ﹤0.01% |
12,794
-926
| -7% | -$12.9K |
|