LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3026
Playboy Inc
PLBY
$139M
| $575K | ﹤0.01% |
142,707
+5,275
| +4% | +$28.3K |
|
3027
RPAR Risk Parity ETF
RPAR
$578M
| $575K | ﹤0.01% |
33,167
-10,674
| -24% | -$210K |
|
3028
Innovator US Equity Ultra Buffer ETF January
UJAN
$272M
| $574K | ﹤0.01% |
19,680
+64
| +0.3% | +$1.89K |
|
|
ASGI
3029
abrdn Global Infrastructure Income Fund
ASGI
$757M
| $573K | ﹤0.01% |
36,437
+1,720
| +5% | +$31.4K |
|
|
DFAI
3030
Dimensional International Core Equity Market ETF
DFAI
$17.7B
| $573K | ﹤0.01% |
26,552
+8,886
| +50% | +$214K |
|
|
EXK
3031
Endeavour Silver
EXK
$2.49B
| $573K | ﹤0.01% |
189,637
-2,000
| -1% | -$6.34K |
|
3032
Alpha Metallurgical Resources
AMR
$1.8B
| $572K | ﹤0.01% |
4,183
+163
| +4% | +$22.7K |
|
|
CWAN
3033
DELISTED
Clearwater Analytics
CWAN
| $572K | ﹤0.01% |
34,095
+6,386
| +23% | +$93.1K |
|
3034
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
| $571K | ﹤0.01% |
21,018
+1,215
| +6% | +$37K |
|
3035
Amkor Technology
AMKR
$13.9B
| $568K | ﹤0.01% |
33,300
-13,600
| -29% | -$262K |
|
3036
Atlantic Union Bankshares
AUB
$6.17B
| $568K | ﹤0.01% |
18,696
+870
| +5% | +$29.3K |
|
|
CUK
3037
DELISTED
Carnival PLC
CUK
| $568K | ﹤0.01% |
91,736
+15,810
| +21% | +$137K |
|
3038
Dave & Buster's
PLAY
$375M
| $568K | ﹤0.01% |
18,311
-9,220
| -33% | -$345K |
|
3039
Seacoast Banking Corp of Florida
SBCF
$3.44B
| $568K | ﹤0.01% |
18,777
+625
| +3% | +$20.9K |
|
3040
World Kinect Corp
WKC
$1.99B
| $567K | ﹤0.01% |
24,195
+10,915
| +82% | +$271K |
|
|
KREF
3041
KKR Real Estate Finance Trust
KREF
$466M
| $565K | ﹤0.01% |
34,780
+1,229
| +4% | +$23.1K |
|
|
FNI
3042
DELISTED
First Trust Chindia ETF
FNI
| $565K | ﹤0.01% |
16,188
-139
| -0.9% | -$5.39K |
|
3043
WisdomTree International MidCap Dividend Fund
DIM
$168M
| $564K | ﹤0.01% |
11,913
-67
| -0.6% | -$3.64K |
|
3044
Genco Shipping & Trading
GNK
$1.14B
| $564K | ﹤0.01% |
45,036
+14,261
| +46% | +$226K |
|
3045
Lemonade
LMND
$4.2B
| $564K | ﹤0.01% |
26,607
+924
| +4% | +$21K |
|
3046
BOK Financial
BOKF
$8.82B
| $561K | ﹤0.01% |
6,318
+355
| +6% | +$30.7K |
|
3047
FLEX LNG
FLNG
$1.65B
| $561K | ﹤0.01% |
17,703
+6,598
| +59% | +$209K |
|
3048
Xometry
XMTR
$5.09B
| $561K | ﹤0.01% |
+9,886
| New | +$462K |
|
|
LAND
3049
Gladstone Land Corp
LAND
$352M
| $560K | ﹤0.01% |
30,915
-590
| -2% | -$13.8K |
|
3050
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
| $559K | ﹤0.01% |
11,323
-11,691
| -51% | -$580K |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.