LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$378M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$252M |
| 3 |
iShares Gold Trust
IAU
|
+$227M |
| 4 |
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
|
+$226M |
| 5 |
WisdomTree Floating Rate Treasury Fund
USFR
|
+$168M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$140M |
| 2 |
iShares ESG Aware MSCI EM ETF
ESGE
|
+$140M |
| 3 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$116M |
| 4 |
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
|
+$109M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$85M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.66% |
| 2 | Healthcare | 3.17% |
| 3 | Financials | 3.02% |
| 4 | Consumer Discretionary | 2.48% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
| $627K | ﹤0.01% |
43,536
-7,885
| -15% | -$132K |
|
|
FSFG
3002
DELISTED
First Savings Financial Group
FSFG
| $627K | ﹤0.01% |
26,202
+143
| +0.5% | +$3.5K |
|
3003
TriplePoint Venture Growth BDC
TPVG
$184M
| $627K | ﹤0.01% |
49,190
+9,170
| +23% | +$138K |
|
|
ASGI
3004
abrdn Global Infrastructure Income Fund
ASGI
$756M
| $626K | ﹤0.01% |
34,717
+23,037
| +197% | +$440K |
|
3005
Invesco MSCI Global Timber ETF
CUT
$32.8M
| $626K | ﹤0.01% |
20,192
+826
| +4% | +$28.3K |
|
3006
Visteon
VC
$2.79B
| $626K | ﹤0.01% |
6,045
-156
| -3% | -$16.1K |
|
3007
DNOW Inc
DNOW
$2.58B
| $625K | ﹤0.01% |
63,943
+15,912
| +33% | +$169K |
|
3008
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$29.5M
| $625K | ﹤0.01% |
+31,557
| New | +$690K |
|
3009
Hycroft Mining Holding Corp
HYMC
$1.82B
| $625K | ﹤0.01% |
56,326
+36,328
| +182% | +$538K |
|
3010
Cirrus Logic
CRUS
$6.53B
| $623K | ﹤0.01% |
8,583
-3,490
| -29% | -$270K |
|
3011
Carvana
CVNA
$68.6B
| $623K | ﹤0.01% |
138,030
+86,335
| +167% | +$908K |
|
3012
FlexShares Credit-Scored US Corporate Bond Index Fund
SKOR
$730M
| $623K | ﹤0.01% |
13,131
-2,878
| -18% | -$138K |
|
3013
United Microelectronic
UMC
$47.7B
| $623K | ﹤0.01% |
92,036
-51,792
| -36% | -$425K |
|
3014
WSFS Financial
WSFS
$4.12B
| $623K | ﹤0.01% |
15,544
+512
| +3% | +$21.1K |
|
3015
American Financial Group
AFG
$11.8B
| $622K | ﹤0.01% |
4,482
+641
| +17% | +$90.1K |
|
|
EDF
3016
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
| $622K | ﹤0.01% |
141,430
+31,874
| +29% | +$174K |
|
|
FSR
3017
DELISTED
Fisker Inc.
FSR
| $622K | ﹤0.01% |
72,615
-11,196
| -13% | -$116K |
|
3018
Douglas Emmett
DEI
$1.98B
| $621K | ﹤0.01% |
27,729
+2,976
| +12% | +$83K |
|
3019
Eagle Materials
EXP
$6.29B
| $619K | ﹤0.01% |
5,628
+1,704
| +43% | +$210K |
|
3020
Mitek Systems
MITK
$754M
| $619K | ﹤0.01% |
66,971
+2,321
| +4% | +$24.7K |
|
3021
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$775M
| $619K | ﹤0.01% |
62,690
-33,254
| -35% | -$405K |
|
|
UHT
3022
Universal Health Realty Income Trust
UHT
$603M
| $619K | ﹤0.01% |
11,636
+431
| +4% | +$22.8K |
|
3023
VanEck Green Bond ETF
GRNB
$184M
| $617K | ﹤0.01% |
26,187
+2,692
| +11% | +$64.6K |
|
|
SELF
3024
Global Self Storage
SELF
$58.3M
| $616K | ﹤0.01% |
109,459
+6,782
| +7% | +$40.2K |
|
|
EQIN
3025
Columbia U.S. Equity Income ETF
EQIN
$307M
| $616K | ﹤0.01% |
17,811
+2,485
| +16% | +$93.5K |
|
Similar funds
LPL Financial's Q2 2022 Portfolio in Review
As of Q2 2022, LPL Financial held 4,602 positions worth $105B, down 9.5% from $116B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $5.93B of net new capital in Q2 2022, opening 421 new positions and adding to 2,316 existing holdings. Its largest new stake was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.3% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $140M trimmed.
- LPL Financial's largest Q2 2022 buy was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
- LPL Financial added most to State Street Health Care Select Sector SPDR ETF in Q2 2022, an estimated $252M increase.
- LPL Financial's biggest Q2 2022 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $140M.
- LPL Financial fully exited MGM Growth Properties LLC Class A common shares representing limited liability company interests in Q2 2022, selling an estimated $4.43M.
- LPL Financial's ten largest holdings make up 18% of its $105B portfolio in Q2 2022.
- LPL Financial opened 421 new positions and closed 184 in Q2 2022.
- LPL Financial's portfolio value fell 9.5% quarter-over-quarter to $105B.
Based on LPL Financial's 13F filing for Q2 2022, filed 12 Aug 2022.