LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$347M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$325M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$243M |
| 4 |
Vanguard Total Bond Market
BND
|
+$228M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$202M |
Top Sells
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$299M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$195M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$190M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$97.7M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$69.9M |
Sector Composition
| 1 | Technology | 6.48% |
| 2 | Consumer Discretionary | 3.2% |
| 3 | Financials | 2.84% |
| 4 | Healthcare | 2.77% |
| 5 | Communication Services | 2.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
AEGN
3001
DELISTED
Aegion Corp
AEGN
| $378K | ﹤0.01% |
19,915
+6,512
| +49% | +$124K |
|
3002
Dana Inc
DAN
$2.73B
| $377K | ﹤0.01% |
19,330
+9,019
| +87% | +$176K |
|
3003
KE Holdings
BEKE
$23.5B
| $376K | ﹤0.01% |
+6,117
| New | +$376K |
|
3004
Hain Celestial
HAIN
$176M
| $376K | ﹤0.01% |
+9,357
| New | +$376K |
|
3005
Hilltop Holdings
HTH
$2.19B
| $376K | ﹤0.01% |
13,655
-230
| -2% | -$6.33K |
|
3006
Applied Industrial Technologies
AIT
$9.95B
| $375K | ﹤0.01% |
4,806
+295
| +7% | +$23K |
|
3007
FNB Corp
FNB
$5.88B
| $375K | ﹤0.01% |
39,449
+711
| +2% | +$6.76K |
|
|
BFX
3008
DELISTED
BowFlex Inc.
BFX
| $375K | ﹤0.01% |
20,676
-38,775
| -65% | -$703K |
|
3009
Provident Bancorp
PVBC
$226M
| $374K | ﹤0.01% |
31,167
+6
| +0% | +$72 |
|
3010
Butterfly Network
BFLY
$378M
| $373K | ﹤0.01% |
+18,836
| New | +$373K |
|
3011
Shift4
FOUR
$5.87B
| $373K | ﹤0.01% |
4,950
+791
| +19% | +$59.6K |
|
3012
MSC Industrial Direct
MSM
$5.1B
| $373K | ﹤0.01% |
4,423
-227
| -5% | -$19.1K |
|
3013
FlexShares US Quality Large Cap Index Fund
QLC
$581M
| $373K | ﹤0.01% |
+9,075
| New | +$373K |
|
|
AVTA
3014
DELISTED
Avantax, Inc. Common Stock
AVTA
| $373K | ﹤0.01% |
23,448
-2,087
| -8% | -$33.2K |
|
3015
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$270M
| $372K | ﹤0.01% |
14,418
+1,817
| +14% | +$46.9K |
|
3016
SPDR Global Dow ETF
DGT
$441M
| $372K | ﹤0.01% |
3,880
-1,036
| -21% | -$99.3K |
|
|
GP
3017
GreenPower Motor Co
GP
$9.63M
| $372K | ﹤0.01% |
+12,793
| New | +$372K |
|
3018
First Trust China AlphaDEX Fund
FCA
$60.8M
| $371K | ﹤0.01% |
12,889
-18,203
| -59% | -$524K |
|
|
ERC
3019
Allspring Multi-Sector Income Fund
ERC
$272M
| $370K | ﹤0.01% |
30,442
-95
| -0.3% | -$1.16K |
|
|
JHI
3020
John Hancock Investors Trust
JHI
$126M
| $370K | ﹤0.01% |
21,404
+4,303
| +25% | +$74.4K |
|
|
OTRK
3021
DELISTED
Ontrak
OTRK
| $370K | ﹤0.01% |
67
-122
| -65% | -$674K |
|
|
NEV
3022
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
| $369K | ﹤0.01% |
22,641
-1,021
| -4% | -$16.6K |
|
3023
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$166M
| $369K | ﹤0.01% |
5,946
-2,346
| -28% | -$146K |
|
|
PMX
3024
DELISTED
PIMCO Municipal Income Fund III
PMX
| $369K | ﹤0.01% |
31,025
-216
| -0.7% | -$2.57K |
|
3025
Ultragenyx Pharmaceutical
RARE
$3.02B
| $369K | ﹤0.01% |
+2,667
| New | +$369K |
|