LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2976
Innovator US Equity Ultra Buffer ETF October
UOCT
$181M
| $1.54M | ﹤0.01% |
44,202
+7
| +0% | +$242 |
|
2977
Vaxcyte
PCVX
$8B
| $1.54M | ﹤0.01% |
13,465
+3,947
| +41% | +$356K |
|
2978
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$324M
| $1.54M | ﹤0.01% |
43,835
+6,767
| +18% | +$235K |
|
2979
Vanguard Total World Bond ETF
BNDW
$1.89B
| $1.54M | ﹤0.01% |
21,776
+9,507
| +77% | +$662K |
|
2980
PAR Technology
PAR
$720M
| $1.54M | ﹤0.01% |
29,522
-224
| -0.8% | -$11.6K |
|
|
PDM
2981
Piedmont Realty Trust
PDM
$1.2B
| $1.54M | ﹤0.01% |
152,170
+14,137
| +10% | +$126K |
|
2982
SP Funds S&P 500 Sharia ETF
SPUS
$2.99B
| $1.54M | ﹤0.01% |
36,819
+3,156
| +9% | +$127K |
|
2983
Flutter Entertainment
FLUT
$16.3B
| $1.54M | ﹤0.01% |
6,470
+2,178
| +51% | +$452K |
|
2984
NewMarket
NEU
$8.2B
| $1.53M | ﹤0.01% |
2,778
+869
| +46% | +$476K |
|
2985
Chesapeake Utilities
CPK
$3.18B
| $1.53M | ﹤0.01% |
12,335
+159
| +1% | +$18.6K |
|
2986
First Financial Bancorp
FFBC
$3.61B
| $1.53M | ﹤0.01% |
60,645
+6,072
| +11% | +$152K |
|
2987
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.1M
| $1.53M | ﹤0.01% |
9,829
+1,500
| +18% | +$229K |
|
2988
VanEck Environmental Services ETF
EVX
$102M
| $1.53M | ﹤0.01% |
42,315
-3,150
| -7% | -$110K |
|
2989
Floor & Decor
FND
$6.58B
| $1.53M | ﹤0.01% |
12,298
+348
| +3% | +$36.2K |
|
2990
Tandem Diabetes Care
TNDM
$1.33B
| $1.52M | ﹤0.01% |
35,937
-8,023
| -18% | -$340K |
|
2991
ALPS O'Shares Global Internet Giants ETF
OGIG
$112M
| $1.52M | ﹤0.01% |
36,434
-6,422
| -15% | -$250K |
|
2992
Hillman Solutions
HLMN
$1.79B
| $1.52M | ﹤0.01% |
144,102
-19,359
| -12% | -$187K |
|
2993
American Century Focused Dynamic Growth ETF
FDG
$425M
| $1.52M | ﹤0.01% |
16,422
+14,035
| +588% | +$1.24M |
|
2994
COPT Defense Properties
CDP
$4.26B
| $1.52M | ﹤0.01% |
50,023
+1,809
| +4% | +$51.5K |
|
2995
Axos Financial
AX
$5.89B
| $1.52M | ﹤0.01% |
24,122
-2,019
| -8% | -$133K |
|
2996
BlackRock Capital Allocation Term Trust
BCAT
$1.68B
| $1.51M | ﹤0.01% |
92,033
+39,601
| +76% | +$649K |
|
2997
CVB Financial
CVBF
$4.04B
| $1.51M | ﹤0.01% |
84,892
+42,652
| +101% | +$761K |
|
2998
Neurocrine Biosciences
NBIX
$16.7B
| $1.51M | ﹤0.01% |
13,111
+783
| +6% | +$107K |
|
|
SNV
2999
DELISTED
Synovus
SNV
| $1.51M | ﹤0.01% |
33,915
+4,637
| +16% | +$203K |
|
3000
Q2 Holdings
QTWO
$3.92B
| $1.51M | ﹤0.01% |
18,903
+403
| +2% | +$28.4K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.