LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$178M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$112M |
| 3 |
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$96.2M |
| 4 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$81.8M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$78.4M |
Top Sells
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$66.6M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$60.1M |
| 3 |
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
|
+$56.6M |
| 4 |
iShares Short Treasury Bond ETF
SHV
|
+$50.9M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$44.6M |
Sector Composition
| 1 | Technology | 4.59% |
| 2 | Healthcare | 2.61% |
| 3 | Financials | 2.51% |
| 4 | Consumer Discretionary | 2.22% |
| 5 | Communication Services | 2.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2976
Nuveen Select Maturities Municipal Fund
NIM
$116M
| $103K | ﹤0.01% |
+10,530
| New | +$103K |
|
|
CNH
2977
CNH Industrial
CNH
$14.3B
| $103K | ﹤0.01% |
21,117
-3,752
| -15% | -$18.3K |
|
2978
The RealReal
REAL
$953M
| $102K | ﹤0.01% |
+14,500
| New | +$102K |
|
|
IMGN
2979
DELISTED
Immunogen Inc
IMGN
| $102K | ﹤0.01% |
29,948
+2,150
| +8% | +$7.32K |
|
2980
MRC Global
MRC
$1.25B
| $101K | ﹤0.01% |
23,600
-981
| -4% | -$4.2K |
|
2981
Telefonica
TEF
$30.3B
| $100K | ﹤0.01% |
27,002
-14,769
| -35% | -$54.7K |
|
|
BRG
2982
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
| $100K | ﹤0.01% |
18,020
| – | – |
|
2983
Applied Optoelectronics
AAOI
$1.46B
| $99K | ﹤0.01% |
13,025
-5,359
| -29% | -$40.7K |
|
|
AGD
2984
abrdn Global Dynamic Dividend Fund
AGD
$305M
| $99K | ﹤0.01% |
13,429
+3,179
| +31% | +$23.4K |
|
|
HGLB
2985
Highland Global Allocation Fund
HGLB
$206M
| $98K | ﹤0.01% |
22,523
-25,930
| -54% | -$113K |
|
2986
NIO
NIO
$14B
| $97K | ﹤0.01% |
34,910
-20,365
| -37% | -$56.6K |
|
2987
VEON
VEON
$3.73B
| $97K | ﹤0.01% |
2,571
-700
| -21% | -$26.4K |
|
2988
DNOW Inc
DNOW
$1.63B
| $96K | ﹤0.01% |
18,514
+2,303
| +14% | +$11.9K |
|
2989
Alaunos Therapeutics
TCRT
$5.01M
| $96K | ﹤0.01% |
261
-6
| -2% | -$2.21K |
|
|
LGF.B
2990
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $96K | ﹤0.01% |
17,128
+2,212
| +15% | +$12.4K |
|
|
ACRE
2991
Ares Commercial Real Estate
ACRE
$271M
| $95K | ﹤0.01% |
13,572
+3,062
| +29% | +$21.4K |
|
|
MHF
2992
Western Asset Municipal High Income Fund
MHF
$155M
| $94K | ﹤0.01% |
13,289
-75
| -0.6% | -$531 |
|
2993
Bloom Energy
BE
$13B
| $93K | ﹤0.01% |
17,811
+3,810
| +27% | +$19.9K |
|
2994
Evolus
EOLS
$481M
| $92K | ﹤0.01% |
22,116
-730
| -3% | -$3.04K |
|
|
IHD
2995
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$107M
| $92K | ﹤0.01% |
+15,719
| New | +$92K |
|
|
SPWR
2996
DELISTED
SunPower Corporation Common Stock
SPWR
| $92K | ﹤0.01% |
27,768
+9,639
| +53% | +$31.9K |
|
|
DCP
2997
DELISTED
DCP Midstream, LP
DCP
| $92K | ﹤0.01% |
22,627
+7,445
| +49% | +$30.3K |
|
2998
Ovintiv
OVV
$10.8B
| $91K | ﹤0.01% |
33,760
+9,080
| +37% | +$24.5K |
|
|
PCM
2999
PCM Fund
PCM
$78.8M
| $91K | ﹤0.01% |
11,450
-88,039
| -88% | -$700K |
|
3000
Smith & Wesson
SWBI
$389M
| $91K | ﹤0.01% |
14,200
-5,570
| -28% | -$35.7K |
|