LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WBA
276
DELISTED
Walgreens Boots Alliance
WBA
| $9.68M | 0.06% |
146,592
+3,094
| +2% | +$194K |
|
|
ETW
277
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
| $9.61M | 0.06% |
794,105
-1,567
| -0.2% | -$18.8K |
|
|
KRFT
278
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $9.61M | 0.06% |
171,266
-3,723
| -2% | -$202K |
|
|
MON
279
DELISTED
Monsanto Co
MON
| $9.54M | 0.06% |
83,836
-6,048
| -7% | -$673K |
|
280
Occidental Petroleum
OXY
$53.6B
| $9.43M | 0.06% |
103,239
-3,324
| -3% | -$297K |
|
281
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
| $9.42M | 0.06% |
150,655
+124,662
| +480% | +$7.51M |
|
282
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
| $9.36M | 0.06% |
926,992
+70,812
| +8% | +$714K |
|
283
Teva Pharmaceuticals
TEVA
$36.9B
| $9.3M | 0.06% |
176,020
-4,133
| -2% | -$191K |
|
284
Mondelez International
MDLZ
$80.2B
| $9.28M | 0.06% |
268,634
-13,282
| -5% | -$454K |
|
285
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $9.26M | 0.06% |
76,706
-322
| -0.4% | -$39K |
|
286
Amgen
AMGN
$212B
| $9.25M | 0.06% |
75,030
-9,146
| -11% | -$1.11M |
|
287
Vanguard Materials ETF
VAW
$3.05B
| $9.21M | 0.06% |
86,632
-854
| -1% | -$87.9K |
|
288
iShares Silver Trust
SLV
$27.6B
| $9.18M | 0.06% |
482,369
+61,464
| +15% | +$1.21M |
|
289
Vanguard FTSE Pacific ETF
VPL
$7.89B
| $9.18M | 0.06% |
155,291
+29,865
| +24% | +$1.76M |
|
290
United Parcel Service
UPS
$89.7B
| $9.15M | 0.06% |
94,008
-4,396
| -4% | -$428K |
|
291
Blackrock
BLK
$170B
| $9.15M | 0.06% |
29,091
+690
| +2% | +$211K |
|
292
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
| $9.08M | 0.06% |
326,048
-11,543
| -3% | -$311K |
|
|
CHY
293
Calamos Convertible and High Income Fund
CHY
$1B
| $9.05M | 0.06% |
671,712
+32,683
| +5% | +$437K |
|
294
Halliburton
HAL
$26.1B
| $9.03M | 0.06% |
153,380
+11,257
| +8% | +$601K |
|
295
Vanguard Information Technology ETF
VGT
$136B
| $8.95M | 0.06% |
781,904
+40,520
| +5% | +$456K |
|
296
UnitedHealth
UNH
$389B
| $8.93M | 0.05% |
108,955
+3,451
| +3% | +$260K |
|
297
Invesco DB Agriculture Fund
DBA
$1.24B
| $8.89M | 0.05% |
313,968
+274,240
| +690% | +$7.2M |
|
298
Goldman Sachs
GS
$305B
| $8.86M | 0.05% |
54,079
-8,600
| -14% | -$1.45M |
|
299
Invesco Financial Preferred ETF
PGF
$676M
| $8.72M | 0.05% |
490,072
-30,556
| -6% | -$534K |
|
300
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
| $8.72M | 0.05% |
482,636
+10,717
| +2% | +$196K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.