LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco BuyBack Achievers ETF
PKW
|
+$145M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$130M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$60.7M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$50.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.07B |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$199M |
| 3 |
iShares MBS ETF
MBB
|
+$140M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$91.8M |
| 5 |
HDV
iShares Core High Dividend ETF
HDV
|
+$78.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3% |
| 2 | Energy | 2.83% |
| 3 | Healthcare | 2.65% |
| 4 | Financials | 2.62% |
| 5 | Industrials | 2.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Amgen
AMGN
$208B
| $8.81M | 0.06% |
78,977
+3,393
| +4% | +$368K |
|
277
Costco
COST
$422B
| $8.79M | 0.06% |
75,620
-5,600
| -7% | -$646K |
|
|
VPU
278
Vanguard Utilities ETF
VPU
$8.46B
| $8.78M | 0.06% |
106,179
+3,758
| +4% | +$313K |
|
279
VanEck Intermediate Muni ETF
ITM
$2.14B
| $8.72M | 0.06% |
197,288
+11,568
| +6% | +$506K |
|
280
WisdomTree International AI Enhanced Value Fund
AIVI
$61.7M
| $8.7M | 0.06% |
188,078
-4,263
| -2% | -$184K |
|
281
Invesco Leisure and Entertainment ETF
PEJ
$259M
| $8.7M | 0.06% |
273,870
+173,548
| +173% | +$5.25M |
|
|
BSJF
282
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
| $8.68M | 0.06% |
324,696
+74,986
| +30% | +$1.99M |
|
283
Target
TGT
$65.6B
| $8.62M | 0.06% |
135,471
-5,475
| -4% | -$373K |
|
284
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
| $8.54M | 0.06% |
643,520
+14,070
| +2% | +$180K |
|
285
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $8.46M | 0.06% |
479,668
-9,137
| -2% | -$163K |
|
286
Citigroup
C
$222B
| $8.42M | 0.06% |
169,836
+2,016
| +1% | +$102K |
|
287
Vanguard Financials ETF
VFH
$13.5B
| $8.4M | 0.06% |
200,649
+97,138
| +94% | +$4.02M |
|
288
Goldman Sachs
GS
$300B
| $8.37M | 0.06% |
52,492
+6,128
| +13% | +$987K |
|
|
ETW
289
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
| $8.37M | 0.06% |
718,729
+181,996
| +34% | +$2.08M |
|
290
TotalEnergies
TTE
$195B
| $8.32M | 0.06% |
+140,531
| New | +$7.6M |
|
291
iShares Dow Jones US ETF
IYY
$2.95B
| $8.32M | 0.06% |
192,018
+33,258
| +21% | +$1.41M |
|
292
Colgate-Palmolive
CL
$73.1B
| $8.24M | 0.05% |
133,857
+1,040
| +0.8% | +$61.6K |
|
293
Waste Management
WM
$90.6B
| $8.2M | 0.05% |
196,426
-17,870
| -8% | -$745K |
|
294
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
| $8.18M | 0.05% |
846,122
+15,823
| +2% | +$151K |
|
295
Vodafone
VOD
$36.3B
| $8.14M | 0.05% |
224,803
-37,723
| -14% | -$1.19M |
|
296
WisdomTree US MidCap Dividend Fund
DON
$4.03B
| $8.09M | 0.05% |
342,810
+115,560
| +51% | +$2.65M |
|
|
WBA
297
DELISTED
Walgreens Boots Alliance
WBA
| $8.07M | 0.05% |
142,395
-17,113
| -11% | -$860K |
|
298
NextEra Energy
NEE
$181B
| $8.06M | 0.05% |
397,732
+17,736
| +5% | +$366K |
|
299
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
| $8.05M | 0.05% |
230,289
+11,772
| +5% | +$424K |
|
300
iShare MSCI Eurozone ETF
EZU
$9.64B
| $8.03M | 0.05% |
206,796
+194,871
| +1,634% | +$6.94M |
|
Similar funds
LPL Financial's Q3 2013 Portfolio in Review
As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.
Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.
- LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
- LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
- LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
- LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
- LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
- LPL Financial opened 246 new positions and closed 131 in Q3 2013.
- LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.
Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.