LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SNV
2951
DELISTED
Synovus
SNV
| $672K | ﹤0.01% |
15,300
-7,354
| -32% | -$311K |
|
2952
Barclays
BCS
$93.3B
| $671K | ﹤0.01% |
65,038
-2,550
| -4% | -$25.4K |
|
2953
Ryder
R
$9.94B
| $670K | ﹤0.01% |
8,099
+2,985
| +58% | +$230K |
|
|
STEW
2954
SRH Total Return Fund
STEW
$1.79B
| $669K | ﹤0.01% |
51,054
+40,305
| +375% | +$551K |
|
2955
Boise Cascade
BCC
$2.84B
| $668K | ﹤0.01% |
12,373
+4,174
| +51% | +$227K |
|
2956
EnerSys
ENS
$6.84B
| $668K | ﹤0.01% |
8,973
+1,408
| +19% | +$125K |
|
2957
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$102M
| $667K | ﹤0.01% |
18,136
+8,796
| +94% | +$333K |
|
2958
Arrow Dow Jones Global Yield ETF
GYLD
$38M
| $666K | ﹤0.01% |
45,107
-3,424
| -7% | -$50.9K |
|
2959
Ohio Valley Banc Corp
OVBC
$201M
| $666K | ﹤0.01% |
24,913
| – | – |
|
2960
Skywest
SKYW
$4.41B
| $666K | ﹤0.01% |
13,506
+937
| +7% | +$40.8K |
|
2961
iShares MSCI Israel ETF
EIS
$880M
| $665K | ﹤0.01% |
9,282
+1,310
| +16% | +$92.8K |
|
2962
TriplePoint Venture Growth BDC
TPVG
$188M
| $665K | ﹤0.01% |
41,979
+3,383
| +9% | +$53K |
|
|
CVET
2963
DELISTED
Covetrus, Inc. Common Stock
CVET
| $664K | ﹤0.01% |
36,625
-1,376
| -4% | -$31.6K |
|
2964
KB Home
KBH
$3.42B
| $663K | ﹤0.01% |
17,045
-2,795
| -14% | -$116K |
|
|
MQT
2965
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $663K | ﹤0.01% |
46,068
+23,911
| +108% | +$353K |
|
|
EFOR
2966
Everforth Inc
EFOR
$1.23B
| $662K | ﹤0.01% |
+5,732
| New | +$603K |
|
2967
Cheesecake Factory
CAKE
$5.18B
| $662K | ﹤0.01% |
14,080
+9,145
| +185% | +$430K |
|
2968
Q2 Holdings
QTWO
$3.91B
| $662K | ﹤0.01% |
8,264
+670
| +9% | +$61.4K |
|
2969
Westlake Corp
WLK
$8.86B
| $661K | ﹤0.01% |
7,255
+365
| +5% | +$31.3K |
|
|
ORC
2970
Orchid Island Capital
ORC
$1.3B
| $660K | ﹤0.01% |
26,979
-4,905
| -15% | -$124K |
|
2971
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.15B
| $660K | ﹤0.01% |
+20,684
| New | +$681K |
|
2972
AerCap
AER
$24.1B
| $659K | ﹤0.01% |
11,407
+1,693
| +17% | +$90.7K |
|
2973
Bumble
BMBL
$397M
| $659K | ﹤0.01% |
13,182
+5,242
| +66% | +$273K |
|
2974
Visteon
VC
$2.79B
| $659K | ﹤0.01% |
6,978
+132
| +2% | +$14.2K |
|
|
DOOR
2975
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $659K | ﹤0.01% |
6,214
+240
| +4% | +$27.3K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.