LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
Schwab Fundamental International Small Company Index ETF
FNDC
$3.05B
| $1.41M | ﹤0.01% |
40,686
+863
| +2% | +$30.4K |
|
|
KIO
2927
KKR Income Opportunities Fund
KIO
$451M
| $1.41M | ﹤0.01% |
103,031
-12,179
| -11% | -$163K |
|
2928
York Water
YORW
$502M
| $1.41M | ﹤0.01% |
37,957
-3,809
| -9% | -$138K |
|
2929
Camtek
CAMT
$6.18B
| $1.41M | ﹤0.01% |
11,236
+7,657
| +214% | +$731K |
|
|
OPP
2930
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
| $1.41M | ﹤0.01% |
164,569
-9,197
| -5% | -$77.1K |
|
2931
Assurant
AIZ
$13.8B
| $1.41M | ﹤0.01% |
8,452
-3,536
| -29% | -$613K |
|
2932
Jazz Pharmaceuticals
JAZZ
$15.9B
| $1.4M | ﹤0.01% |
13,143
-2,890
| -18% | -$318K |
|
|
HI
2933
DELISTED
Hillenbrand
HI
| $1.4M | ﹤0.01% |
35,039
-14,717
| -30% | -$664K |
|
2934
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$72.2M
| $1.4M | ﹤0.01% |
16,026
-4,977
| -24% | -$448K |
|
2935
PAR Technology
PAR
$699M
| $1.4M | ﹤0.01% |
29,746
-50
| -0.2% | -$2.21K |
|
|
ALAR
2936
Alarum Technologies
ALAR
$12.3M
| $1.4M | ﹤0.01% |
33,576
+3,311
| +11% | +$98.2K |
|
2937
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
| $1.4M | ﹤0.01% |
49,229
-29,680
| -38% | -$816K |
|
|
EVM
2938
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $1.39M | ﹤0.01% |
146,639
-1,002
| -0.7% | -$9.43K |
|
2939
Sociedad Química y Minera de Chile
SQM
$19.2B
| $1.39M | ﹤0.01% |
34,220
-1,488
| -4% | -$68.8K |
|
2940
Cambria Tail Risk ETF
TAIL
$147M
| $1.39M | ﹤0.01% |
120,183
-455,164
| -79% | -$5.38M |
|
2941
STAAR Surgical
STAA
$1.21B
| $1.39M | ﹤0.01% |
29,226
+2,711
| +10% | +$119K |
|
2942
RH
RH
$3.13B
| $1.39M | ﹤0.01% |
5,691
-999
| -15% | -$263K |
|
2943
Arcutis Biotherapeutics
ARQT
$3.36B
| $1.39M | ﹤0.01% |
149,540
-8,665
| -5% | -$78.4K |
|
2944
BlackRock MuniYield Quality Fund III
MYI
$709M
| $1.39M | ﹤0.01% |
124,031
+27,319
| +28% | +$303K |
|
2945
Artesian Resources
ARTNA
$355M
| $1.38M | ﹤0.01% |
39,318
+369
| +0.9% | +$13.4K |
|
2946
Coeur Mining
CDE
$15.4B
| $1.38M | ﹤0.01% |
245,247
-222,549
| -48% | -$1.15M |
|
|
LTC
2947
LTC Properties
LTC
$2.06B
| $1.38M | ﹤0.01% |
39,938
+3,856
| +11% | +$129K |
|
2948
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
| $1.38M | ﹤0.01% |
44,337
-3,345
| -7% | -$103K |
|
2949
Global X MSCI Argentina ETF
ARGT
$857M
| $1.37M | ﹤0.01% |
24,199
+13,570
| +128% | +$792K |
|
2950
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
| $1.37M | ﹤0.01% |
98,984
+17,510
| +21% | +$237K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.