LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$212M |
| 2 |
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
|
+$190M |
| 3 |
Invesco NASDAQ 100 ETF
QQQM
|
+$163M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$150M |
| 5 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$140M |
Top Sells
Sector Composition
| 1 | Technology | 6.61% |
| 2 | Financials | 2.98% |
| 3 | Healthcare | 2.91% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2926
iShares MSCI Poland ETF
EPOL
$454M
| $882K | ﹤0.01% |
45,967
+4,131
| +10% | +$79.2K |
|
|
EOT
2927
Eaton Vance National Municipal Opportunities Trust
EOT
$261M
| $879K | ﹤0.01% |
50,656
-1,961
| -4% | -$34K |
|
2928
Sturm, Ruger & Co
RGR
$600M
| $879K | ﹤0.01% |
16,598
-1,688
| -9% | -$89.4K |
|
2929
Cogent Communications
CCOI
$1.77B
| $877K | ﹤0.01% |
13,031
+6,572
| +102% | +$442K |
|
2930
Alliance Resource Partners
ARLP
$2.92B
| $877K | ﹤0.01% |
47,421
-13,179
| -22% | -$244K |
|
2931
HCM Defender 500 Index ETF
LGH
$535M
| $877K | ﹤0.01% |
22,275
-1,161
| -5% | -$45.7K |
|
|
SIX
2932
DELISTED
Six Flags Entertainment Corp.
SIX
| $876K | ﹤0.01% |
33,717
-3,247
| -9% | -$84.4K |
|
2933
Nuveen California Municipal Value Fund
NCA
$288M
| $876K | ﹤0.01% |
102,444
+11,330
| +12% | +$96.9K |
|
2934
Kohl's
KSS
$1.71B
| $876K | ﹤0.01% |
37,990
-1,562
| -4% | -$36K |
|
2935
Timken Company
TKR
$5.4B
| $873K | ﹤0.01% |
9,538
+1,527
| +19% | +$140K |
|
2936
JetBlue
JBLU
$1.84B
| $873K | ﹤0.01% |
98,515
+3,941
| +4% | +$34.9K |
|
2937
Exelixis
EXEL
$10.5B
| $873K | ﹤0.01% |
45,671
+1,817
| +4% | +$34.7K |
|
2938
Lazard
LAZ
$5.25B
| $871K | ﹤0.01% |
27,211
-2,612
| -9% | -$83.6K |
|
2939
Community Bank
CBU
$3.11B
| $868K | ﹤0.01% |
18,517
+186
| +1% | +$8.72K |
|
|
FBMS
2940
DELISTED
The First Bancshares, Inc.
FBMS
| $866K | ﹤0.01% |
33,528
+12,770
| +62% | +$330K |
|
|
NSL
2941
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $865K | ﹤0.01% |
188,776
+69,726
| +59% | +$319K |
|
2942
Clarus
CLAR
$147M
| $864K | ﹤0.01% |
94,579
-3,953
| -4% | -$36.1K |
|
2943
Alpha Metallurgical Resources
AMR
$1.87B
| $864K | ﹤0.01% |
5,257
+1,216
| +30% | +$200K |
|
|
LEO
2944
BNY Mellon Strategic Municipals
LEO
$385M
| $863K | ﹤0.01% |
138,707
+12,386
| +10% | +$77K |
|
2945
Sapiens International
SPNS
$2.4B
| $863K | ﹤0.01% |
32,432
+1,059
| +3% | +$28.2K |
|
|
RMT
2946
Royce Micro-Cap Trust
RMT
$536M
| $861K | ﹤0.01% |
98,432
-74,229
| -43% | -$650K |
|
2947
Origin Bancorp
OBK
$1.11B
| $861K | ﹤0.01% |
+29,390
| New | +$861K |
|
2948
Dave & Buster's
PLAY
$817M
| $861K | ﹤0.01% |
19,318
+792
| +4% | +$35.3K |
|
2949
FT Vest Growth-100 Buffer ETF December
QDEC
$532M
| $860K | ﹤0.01% |
38,396
+28,440
| +286% | +$637K |
|
2950
BlackRock Floating Rate Income Trust
BGT
$343M
| $858K | ﹤0.01% |
73,565
+27,127
| +58% | +$316K |
|