LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SELF
2926
Global Self Storage
SELF
$59.3M
| $636K | ﹤0.01% |
108,483
-976
| -0.9% | -$5.6K |
|
|
LEO
2927
BNY Mellon Strategic Municipals
LEO
$386M
| $635K | ﹤0.01% |
104,452
-2,337
| -2% | -$15.6K |
|
2928
iShares MSCI Israel ETF
EIS
$902M
| $633K | ﹤0.01% |
11,045
+389
| +4% | +$24.8K |
|
2929
ITT
ITT
$18.3B
| $633K | ﹤0.01% |
9,689
+760
| +9% | +$55.4K |
|
2930
iShares USD Green Bond ETF
BGRN
$502M
| $632K | ﹤0.01% |
13,879
-24,304
| -64% | -$1.16M |
|
2931
Interactive Brokers
IBKR
$39.5B
| $632K | ﹤0.01% |
39,560
+2,124
| +6% | +$32.7K |
|
2932
Sprout Social
SPT
$526M
| $631K | ﹤0.01% |
10,407
+709
| +7% | +$42.6K |
|
2933
CareDx
CDNA
$2.44B
| $630K | ﹤0.01% |
36,990
-1,564
| -4% | -$33.6K |
|
2934
Terex
TEX
$7.55B
| $630K | ﹤0.01% |
21,178
+6,681
| +46% | +$219K |
|
2935
CALL
Wynn Resorts
WYNN
$10.1B
| $630K | ﹤0.01% |
10,000
| – | – |
|
|
CTO
2936
CTO Realty Growth
CTO
$819M
| $629K | ﹤0.01% |
33,553
-1,970
| -6% | -$41.1K |
|
2937
Sabre
SABR
$838M
| $628K | ﹤0.01% |
122,032
-23,062
| -16% | -$154K |
|
2938
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$29.6M
| $626K | ﹤0.01% |
34,680
+3,123
| +10% | +$62.3K |
|
2939
Aegon
AEG
$13.9B
| $625K | ﹤0.01% |
157,713
+1,643
| +1% | +$7.15K |
|
2940
Mitek Systems
MITK
$800M
| $624K | ﹤0.01% |
68,121
+1,150
| +2% | +$11.5K |
|
2941
Teleflex
TFX
$6.2B
| $624K | ﹤0.01% |
3,099
-762
| -20% | -$182K |
|
|
PHT
2942
DELISTED
Pioneer High Income Fund
PHT
| $623K | ﹤0.01% |
96,422
+2,143
| +2% | +$15.1K |
|
2943
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$324M
| $623K | ﹤0.01% |
25,334
+2,085
| +9% | +$53.6K |
|
|
BWIN
2944
Baldwin Insurance Group
BWIN
$2.79B
| $623K | ﹤0.01% |
23,638
-326
| -1% | -$9.29K |
|
2945
LXP Industrial Trust
LXP
$3.57B
| $622K | ﹤0.01% |
13,585
+1,191
| +10% | +$61.9K |
|
2946
First Financial Bancorp
FFBC
$3.62B
| $620K | ﹤0.01% |
29,430
+898
| +3% | +$19.5K |
|
2947
Brookfield Renewable
BEPC
$6.23B
| $619K | ﹤0.01% |
18,952
-346
| -2% | -$13.3K |
|
2948
Pinnacle Financial Partners Inc
PNFP
$16.5B
| $619K | ﹤0.01% |
7,630
+493
| +7% | +$39.4K |
|
|
RESD
2949
DELISTED
WisdomTree International ESG Fund
RESD
| $619K | ﹤0.01% |
28,229
+620
| +2% | +$15.3K |
|
2950
Acadia Pharmaceuticals
ACAD
$4.65B
| $617K | ﹤0.01% |
37,715
-940
| -2% | -$15.2K |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.