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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+0.86%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$246B
AUM Growth
+$21.7B
Cap. Flow
+$22.2B
Cap. Flow %
9.03%
Top 10 Hldgs %
16.54%
Holding
5,518
New
337
Increased
3,329
Reduced
1,497
Closed
245

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$697M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$532M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$389M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$292M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$280M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$87.2M
2
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$63.4M
3
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$57M
4
INDA icon
iShares MSCI India ETF
INDA
+$57M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$45.4M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Financials 3.6%
3 Consumer Discretionary 2.98%
4 Healthcare 2.45%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEN icon
2751
Penumbra
PEN
$12.8B
$2.25M ﹤0.01%
9,486
+368
+4% +$83.7K
HMC icon
2752
Honda
HMC
$39.1B
$2.25M ﹤0.01%
78,703
+22,274
+39% +$629K
XIFR
2753
XPLR Infrastructure LP
XIFR
$1.11B
$2.25M ﹤0.01%
126,127
-4,919
-4% -$98.1K
SDRL icon
2754
Seadrill
SDRL
$2.66B
$2.24M ﹤0.01%
57,543
+46,255
+410% +$1.79M
VTES icon
2755
Vanguard Short-Term Tax-Exempt Bond ETF
VTES
$2.08B
$2.24M ﹤0.01%
22,317
+10,360
+87% +$1.04M
MFDX icon
2756
PIMCO RAFI Multi-Factor International Equity ETF
MFDX
$465M
$2.23M ﹤0.01%
75,653
+25,989
+52% +$799K
PBP icon
2757
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$2.23M ﹤0.01%
94,796
+4,798
+5% +$111K
AQN icon
2758
Algonquin Power & Utilities
AQN
$4.46B
$2.23M ﹤0.01%
501,219
-27,703
-5% -$134K
DALI icon
2759
First Trust DorseyWright DALI 1 ETF
DALI
$100M
$2.23M ﹤0.01%
86,262
+1,545
+2% +$40.4K
PAMC icon
2760
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$55.4M
$2.23M ﹤0.01%
47,955
+10,116
+27% +$483K
META icon
2761
PUT
Meta Platforms (Facebook)
META
$1.5T
$2.22M ﹤0.01%
3,800
+900
+31% +$528K
IDOG icon
2762
ALPS International Sector Dividend Dogs ETF
IDOG
$555M
$2.22M ﹤0.01%
76,751
-4,662
-6% -$140K
QMAR icon
2763
FT Vest Growth-100 Buffer ETF March
QMAR
$575M
$2.21M ﹤0.01%
74,355
-3,644
-5% -$107K
AWR icon
2764
American States Water
AWR
$3.35B
$2.21M ﹤0.01%
28,469
+2,887
+11% +$240K
DBL
2765
DoubleLine Opportunistic Credit Fund
DBL
$279M
$2.21M ﹤0.01%
142,500
+9,298
+7% +$144K
GSID icon
2766
Goldman Sachs MarketBeta International Equity ETF
GSID
$1.11B
$2.21M ﹤0.01%
40,799
+3,218
+9% +$181K
BKN
2767
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$2.2M ﹤0.01%
197,540
+32,651
+20% +$400K
FUN icon
2768
Cedar Fair
FUN
$1.85B
$2.2M ﹤0.01%
45,620
+376
+0.8% +$16.5K
FLC
2769
Flaherty & Crumrine Total Return Fund
FLC
$176M
$2.19M ﹤0.01%
131,427
-5,929
-4% -$100K
WDI
2770
Western Asset Diversified Income Fund
WDI
$677M
$2.19M ﹤0.01%
153,998
-2,518
-2% -$37.8K
SPH icon
2771
Suburban Propane Partners
SPH
$1.21B
$2.19M ﹤0.01%
127,409
+16,368
+15% +$301K
NEU icon
2772
NewMarket
NEU
$8.18B
$2.19M ﹤0.01%
4,145
+1,367
+49% +$732K
MGEE icon
2773
MGE Energy Inc
MGEE
$3.02B
$2.19M ﹤0.01%
23,267
-127
-0.5% -$12.3K
XRAY icon
2774
Dentsply Sirona
XRAY
$2.86B
$2.18M ﹤0.01%
115,108
+39,498
+52% +$835K
EVG
2775
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$2.18M ﹤0.01%
199,815
+147,124
+279% +$1.64M
109 110
111
112 113

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VFT
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LPL Financial's Q4 2024 Portfolio in Review

As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.

  • LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
  • LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
  • LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
  • LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
  • LPL Financial opened 337 new positions and closed 245 in Q4 2024.
  • LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.

Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.