LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ARIS
2751
Aris Mining
ARIS
$3.04B
| $1.96M | ﹤0.01% |
427,046
+75,546
| +21% | +$332K |
|
2752
Dr. Reddy's Laboratories
RDY
$10.1B
| $1.96M | ﹤0.01% |
123,510
+6,065
| +5% | +$97.6K |
|
2753
Lyft
LYFT
$6.35B
| $1.96M | ﹤0.01% |
153,579
+50,262
| +49% | +$600K |
|
2754
FTAI Infrastructure
FIP
$402M
| $1.96M | ﹤0.01% |
209,184
+26,085
| +14% | +$242K |
|
2755
Columbia Banking Systems
COLB
$8.99B
| $1.96M | ﹤0.01% |
74,957
+11,619
| +18% | +$277K |
|
2756
Itaú Unibanco
ITUB
$90.3B
| $1.95M | ﹤0.01% |
331,388
+46,887
| +16% | +$264K |
|
2757
iShares iBonds Dec 2032 Term Treasury ETF
IBTM
$560M
| $1.94M | ﹤0.01% |
82,795
-6,657
| -7% | -$154K |
|
2758
Innovator Growth-100 Power Buffer ETF January
NJAN
$356M
| $1.94M | ﹤0.01% |
41,817
+1,019
| +2% | +$46.3K |
|
2759
Boyd Gaming
BYD
$6.27B
| $1.94M | ﹤0.01% |
29,998
-1,864
| -6% | -$110K |
|
2760
TPG
TPG
$7.86B
| $1.94M | ﹤0.01% |
+33,666
| New | +$1.66M |
|
2761
WBI BullBear Value 3000 ETF
WBIF
$23.4M
| $1.93M | ﹤0.01% |
66,142
-5,088
| -7% | -$147K |
|
2762
Weatherford International
WFRD
$6.41B
| $1.93M | ﹤0.01% |
22,684
-14,268
| -39% | -$1.54M |
|
2763
Carriage Services
CSV
$643M
| $1.93M | ﹤0.01% |
58,670
+4,390
| +8% | +$136K |
|
2764
Distillate Small/Mid Cash Flow ETF
DSMC
$141M
| $1.93M | ﹤0.01% |
53,394
+39,508
| +285% | +$1.39M |
|
2765
United States Oil Fund
USO
$1.81B
| $1.92M | ﹤0.01% |
27,504
-3,472
| -11% | -$261K |
|
2766
TETRA Technologies
TTI
$1.28B
| $1.92M | ﹤0.01% |
619,982
+134,987
| +28% | +$436K |
|
|
CIVI
2767
DELISTED
Civitas Resources
CIVI
| $1.92M | ﹤0.01% |
37,881
-16,440
| -30% | -$1.02M |
|
2768
BlackRock Enhanced Global Dividend Trust
BOE
$682M
| $1.92M | ﹤0.01% |
170,416
-18,514
| -10% | -$202K |
|
2769
Perion Network
PERI
$386M
| $1.92M | ﹤0.01% |
243,454
+5,134
| +2% | +$43K |
|
2770
WD-40
WDFC
$3.17B
| $1.92M | ﹤0.01% |
7,437
+394
| +6% | +$98.8K |
|
|
CALY
2771
Callaway Golf Company
CALY
$3.52B
| $1.92M | ﹤0.01% |
174,605
-47,899
| -22% | -$603K |
|
2772
Alphatec Holdings
ATEC
$1.59B
| $1.92M | ﹤0.01% |
344,719
-99,636
| -22% | -$765K |
|
2773
Invesco Dorsey Wright Energy Momentum ETF
PXI
$51.8M
| $1.92M | ﹤0.01% |
44,407
-1,658
| -4% | -$75.4K |
|
2774
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$828M
| $1.92M | ﹤0.01% |
144,452
+90,624
| +168% | +$1.14M |
|
2775
Harley-Davidson
HOG
$2.79B
| $1.92M | ﹤0.01% |
49,711
+3,038
| +7% | +$110K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.