LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Corning
GLW
$119B
| $11.6M | 0.07% |
526,230
-3,098
| -0.6% | -$65.7K |
|
252
Honeywell
HON
$77B
| $11.5M | 0.07% |
137,327
+7,794
| +6% | +$652K |
|
253
PPG Industries
PPG
$24.6B
| $11.4M | 0.07% |
108,896
+2,962
| +3% | +$294K |
|
254
Costco
COST
$422B
| $11.4M | 0.07% |
98,631
+2,430
| +3% | +$279K |
|
|
KRFT
255
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $11.2M | 0.07% |
186,249
+14,983
| +9% | +$867K |
|
256
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
| $11.1M | 0.06% |
354,019
+254,396
| +255% | +$7.75M |
|
257
American International
AIG
$41.7B
| $11.1M | 0.06% |
203,403
-1,525
| -0.7% | -$80.7K |
|
|
FEN
258
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $11.1M | 0.06% |
307,003
+115,581
| +60% | +$3.97M |
|
259
Comcast
CMCSA
$85B
| $11.1M | 0.06% |
412,402
-5,008
| -1% | -$129K |
|
260
Novartis
NVS
$297B
| $11M | 0.06% |
136,024
-10,341
| -7% | -$813K |
|
|
ETW
261
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
| $11M | 0.06% |
862,973
+68,868
| +9% | +$859K |
|
|
WBA
262
DELISTED
Walgreens Boots Alliance
WBA
| $11M | 0.06% |
148,500
+1,908
| +1% | +$133K |
|
263
First Trust Europe AlphaDEX Fund
FEP
$526M
| $11M | 0.06% |
316,651
+115,764
| +58% | +$4.09M |
|
264
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
| $11M | 0.06% |
211,646
-57,202
| -21% | -$2.76M |
|
265
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $10.7M | 0.06% |
540,515
+371,900
| +221% | +$6.99M |
|
266
Vanguard Materials ETF
VAW
$2.95B
| $10.7M | 0.06% |
95,862
+9,230
| +11% | +$997K |
|
267
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
| $10.7M | 0.06% |
243,545
+71,299
| +41% | +$3M |
|
268
DuPont de Nemours
DD
$18.5B
| $10.6M | 0.06% |
81,395
+11,203
| +16% | +$1.43M |
|
269
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
| $10.4M | 0.06% |
266,667
-5,109
| -2% | -$191K |
|
|
CHY
270
Calamos Convertible and High Income Fund
CHY
$1.01B
| $10.3M | 0.06% |
695,297
+23,585
| +4% | +$336K |
|
271
Invesco International Dividend Achievers ETF
PID
$926M
| $10.2M | 0.06% |
525,865
+55,388
| +12% | +$1.04M |
|
272
First Trust Technology AlphaDEX Fund
FXL
$2.53B
| $10.2M | 0.06% |
312,419
-21,455
| -6% | -$662K |
|
|
EMC
273
DELISTED
EMC CORPORATION
EMC
| $10.2M | 0.06% |
385,486
+16,537
| +4% | +$437K |
|
274
State Street SPDR S&P Biotech ETF
XBI
$9.95B
| $10.2M | 0.06% |
197,748
-119,784
| -38% | -$5.4M |
|
275
General Motors
GM
$80.4B
| $10.1M | 0.06% |
277,813
+100,883
| +57% | +$3.52M |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.