LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Honeywell
HON
$77.1B
| $10.6M | 0.07% |
128,894
+7,040
| +6% | +$550K |
|
|
LO
252
DELISTED
LORILLARD INC COM STK
LO
| $10.5M | 0.07% |
207,419
-2,522
| -1% | -$126K |
|
|
MON
253
DELISTED
Monsanto Co
MON
| $10.5M | 0.07% |
89,884
+3,122
| +4% | +$341K |
|
|
EMC
254
DELISTED
EMC CORPORATION
EMC
| $10.5M | 0.07% |
416,174
-27,358
| -6% | -$663K |
|
255
Costco
COST
$415B
| $10.5M | 0.07% |
87,911
+12,291
| +16% | +$1.47M |
|
256
PPG Industries
PPG
$25.9B
| $10.4M | 0.07% |
110,164
-8,646
| -7% | -$779K |
|
257
iShares Dow Jones US ETF
IYY
$2.92B
| $10.4M | 0.07% |
223,832
+31,814
| +17% | +$1.42M |
|
258
United Parcel Service
UPS
$97.6B
| $10.3M | 0.06% |
98,404
-6,040
| -6% | -$595K |
|
259
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
| $10.2M | 0.06% |
273,444
-3,162
| -1% | -$113K |
|
260
WisdomTree US MidCap Dividend Fund
DON
$4.03B
| $10.1M | 0.06% |
405,765
+62,955
| +18% | +$1.52M |
|
|
VPU
261
Vanguard Utilities ETF
VPU
$8.83B
| $10M | 0.06% |
120,494
+14,315
| +13% | +$1.2M |
|
262
Mondelez International
MDLZ
$77.7B
| $9.95M | 0.06% |
281,916
+47,352
| +20% | +$1.57M |
|
263
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $9.94M | 0.06% |
423,275
-5,652
| -1% | -$131K |
|
264
Occidental Petroleum
OXY
$57B
| $9.71M | 0.06% |
106,563
+2,893
| +3% | +$264K |
|
265
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
| $9.69M | 0.06% |
243,099
+12,810
| +6% | +$470K |
|
|
ETW
266
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
| $9.63M | 0.06% |
795,672
+76,943
| +11% | +$911K |
|
267
Corning
GLW
$126B
| $9.63M | 0.06% |
540,288
+125,322
| +30% | +$2.06M |
|
268
Amgen
AMGN
$203B
| $9.6M | 0.06% |
84,176
+5,199
| +7% | +$591K |
|
269
Sprott Physical Gold
PHYS
$14.6B
| $9.6M | 0.06% |
963,621
-137,747
| -13% | -$1.45M |
|
270
Vanguard Mega Cap Growth ETF
MGK
$31.9B
| $9.55M | 0.06% |
659,135
+15,615
| +2% | +$215K |
|
271
Aflac
AFL
$63.9B
| $9.49M | 0.06% |
284,030
+7,718
| +3% | +$253K |
|
|
KRFT
272
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $9.43M | 0.06% |
174,989
-9,188
| -5% | -$491K |
|
|
SRC
273
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $9.42M | 0.06% |
213,692
-74,415
| -26% | -$3.28M |
|
274
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $9.25M | 0.06% |
77,028
-3,567
| -4% | -$432K |
|
275
TotalEnergies
TTE
$193B
| $9.22M | 0.06% |
150,478
+9,947
| +7% | +$592K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.