LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco BuyBack Achievers ETF
PKW
|
+$145M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$130M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$60.7M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$50.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.07B |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$199M |
| 3 |
iShares MBS ETF
MBB
|
+$140M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$91.8M |
| 5 |
HDV
iShares Core High Dividend ETF
HDV
|
+$78.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3% |
| 2 | Energy | 2.83% |
| 3 | Healthcare | 2.65% |
| 4 | Financials | 2.62% |
| 5 | Industrials | 2.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Vanguard Extended Market ETF
VXF
$30.3B
| $10.6M | 0.07% |
135,715
+42,530
| +46% | +$3.17M |
|
252
CVS Health
CVS
$133B
| $10.6M | 0.07% |
177,017
-13,943
| -7% | -$831K |
|
253
Novartis
NVS
$297B
| $10.6M | 0.07% |
156,673
+11,120
| +8% | +$736K |
|
254
BP
BP
$116B
| $10.5M | 0.07% |
302,506
+27,677
| +10% | +$950K |
|
255
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
| $10.4M | 0.07% |
77,649
-24,738
| -24% | -$3.25M |
|
256
iShares Silver Trust
SLV
$28B
| $10.3M | 0.07% |
503,497
-2,088
| -0.4% | -$43.1K |
|
257
American Tower
AMT
$80.8B
| $10.3M | 0.07% |
137,624
+2,937
| +2% | +$212K |
|
258
State Street SPDR S&P Retail ETF
XRT
$449M
| $10.1M | 0.07% |
245,074
+124,084
| +103% | +$5M |
|
|
LO
259
DELISTED
LORILLARD INC COM STK
LO
| $9.88M | 0.07% |
209,941
+23,354
| +13% | +$1.03M |
|
260
Invesco DB Oil Fund
DBO
$403M
| $9.87M | 0.07% |
351,530
+336,520
| +2,242% | +$9.24M |
|
261
PPG Industries
PPG
$24.6B
| $9.87M | 0.07% |
118,810
+62,206
| +110% | +$4.98M |
|
262
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
| $9.81M | 0.07% |
428,927
+79,414
| +23% | +$1.85M |
|
263
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $9.74M | 0.06% |
80,595
-13,579
| -14% | -$1.64M |
|
|
CHI
264
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
| $9.68M | 0.06% |
766,245
+254,170
| +50% | +$3.21M |
|
265
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
| $9.66M | 0.06% |
276,606
+90
| +0% | +$3.03K |
|
|
KRFT
266
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $9.64M | 0.06% |
184,177
+29,220
| +19% | +$1.6M |
|
|
NFJ
267
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
| $9.61M | 0.06% |
559,408
+126,377
| +29% | +$2.17M |
|
268
Occidental Petroleum
OXY
$56.8B
| $9.51M | 0.06% |
103,670
-426
| -0.4% | -$36.6K |
|
269
United Parcel Service
UPS
$88.6B
| $9.44M | 0.06% |
104,444
+106
| +0.1% | +$9.32K |
|
270
Honeywell
HON
$77B
| $9.41M | 0.06% |
121,854
+9,596
| +9% | +$712K |
|
|
MON
271
DELISTED
Monsanto Co
MON
| $9.26M | 0.06% |
86,762
-27,002
| -24% | -$2.71M |
|
272
Kinder Morgan
KMI
$71.7B
| $8.99M | 0.06% |
255,047
+35,187
| +16% | +$1.32M |
|
273
American Express
AXP
$227B
| $8.99M | 0.06% |
118,135
+12,883
| +12% | +$969K |
|
|
SDRL
274
DELISTED
Seadrill Limited Common Stock
SDRL
| $8.96M | 0.06% |
725
-184
| -20% | -$2.18M |
|
275
Aflac
AFL
$64.9B
| $8.91M | 0.06% |
276,312
-10,580
| -4% | -$319K |
|
Similar funds
LPL Financial's Q3 2013 Portfolio in Review
As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.
Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.
- LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
- LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
- LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
- LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
- LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
- LPL Financial opened 246 new positions and closed 131 in Q3 2013.
- LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.
Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.