LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
INFA
2701
DELISTED
Informatica
INFA
| $1.79M | ﹤0.01% |
57,834
-1,473
| -2% | -$46.4K |
|
2702
WisdomTree Emerging Markets Efficient Core Fund
NTSE
$53.5M
| $1.79M | ﹤0.01% |
60,618
-2,566
| -4% | -$73.7K |
|
2703
Golar LNG
GLNG
$5B
| $1.79M | ﹤0.01% |
+56,955
| New | +$1.51M |
|
2704
First Trust DorseyWright DALI 1 ETF
DALI
$98.4M
| $1.78M | ﹤0.01% |
73,943
-10,946
| -13% | -$258K |
|
2705
Stride
LRN
$3.41B
| $1.78M | ﹤0.01% |
25,274
+13,977
| +124% | +$932K |
|
2706
iShares GNMA Bond ETF
GNMA
$421M
| $1.78M | ﹤0.01% |
41,339
+72
| +0.2% | +$3.08K |
|
2707
Logitech
LOGI
$14.7B
| $1.78M | ﹤0.01% |
18,369
-17,885
| -49% | -$1.61M |
|
2708
Evercore
EVR
$12.4B
| $1.78M | ﹤0.01% |
8,532
+137
| +2% | +$26.7K |
|
2709
HNI Corp
HNI
$3.24B
| $1.78M | ﹤0.01% |
39,450
+1,207
| +3% | +$53.3K |
|
2710
Simplify US Equity PLUS GBTC ETF
SPBC
$43.9M
| $1.78M | ﹤0.01% |
51,447
+16,154
| +46% | +$539K |
|
2711
BlackRock Income Trust
BKT
$330M
| $1.77M | ﹤0.01% |
148,713
-5,302
| -3% | -$61.5K |
|
2712
Tandem Diabetes Care
TNDM
$1.34B
| $1.77M | ﹤0.01% |
43,960
+4,688
| +12% | +$196K |
|
2713
FirstCash
FCFS
$8.85B
| $1.76M | ﹤0.01% |
16,828
-852
| -5% | -$101K |
|
2714
ActivePassive Intermediate Municipal Bond ETF
APMU
$244M
| $1.76M | ﹤0.01% |
+71,669
| New | +$1.76M |
|
2715
Invesco BulletShares 2033 Municipal Bond ETF
BSSX
$131M
| $1.76M | ﹤0.01% |
68,030
+6,574
| +11% | +$170K |
|
2716
Aptus Behavioral Momentum ETF
ADME
$289M
| $1.76M | ﹤0.01% |
40,311
+9,928
| +33% | +$417K |
|
2717
Dimensional International High Profitability ETF
DIHP
$6.33B
| $1.76M | ﹤0.01% |
66,986
+11,554
| +21% | +$307K |
|
2718
Wolfspeed
WOLF
$1.23B
| $1.76M | ﹤0.01% |
77,393
-2,082
| -3% | -$53.8K |
|
|
GGN
2719
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
| $1.76M | ﹤0.01% |
433,854
+93,855
| +28% | +$380K |
|
2720
Boyd Gaming
BYD
$6.18B
| $1.76M | ﹤0.01% |
31,862
-16,564
| -34% | -$946K |
|
2721
CALL
Netflix
NFLX
$299B
| $1.75M | ﹤0.01% |
26,000
+25,890
| +23,536% | +$1.62M |
|
2722
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$580M
| $1.75M | ﹤0.01% |
34,289
-10,228
| -23% | -$523K |
|
2723
Fidelity Enhanced Large Cap Value ETF
FELV
$3.27B
| $1.75M | ﹤0.01% |
61,327
+9,757
| +19% | +$278K |
|
2724
Dimensional International Small Cap Value ETF
DISV
$4.95B
| $1.75M | ﹤0.01% |
65,065
+9,505
| +17% | +$261K |
|
2725
Innovator Laddered Allocation Buffer ETF
BUFB
$320M
| $1.75M | ﹤0.01% |
57,347
+43,656
| +319% | +$1.3M |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.