LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GCV
2676
Gabelli Convertible and Income Securities Fund
GCV
$89.9M
| $281K | ﹤0.01% |
48,368
+6,252
| +15% | +$36.4K |
|
2677
Hain Celestial
HAIN
$44.6M
| $281K | ﹤0.01% |
8,752
-135
| -2% | -$4.9K |
|
2678
Kite Realty
KRG
$5.86B
| $281K | ﹤0.01% |
18,444
-7,533
| -29% | -$122K |
|
2679
Sociedad Química y Minera de Chile
SQM
$19.3B
| $281K | ﹤0.01% |
5,709
-1,044
| -15% | -$56.5K |
|
2680
Kirby Corp
KEX
$7.01B
| $280K | ﹤0.01% |
3,645
+185
| +5% | +$13.8K |
|
|
RP
2681
DELISTED
RealPage, Inc.
RP
| $280K | ﹤0.01% |
+5,429
| New | +$271K |
|
2682
Ameris Bancorp
ABCB
$5.89B
| $279K | ﹤0.01% |
+5,279
| New | +$284K |
|
2683
BlackRock Debt Strategies Fund
DSU
$592M
| $279K | ﹤0.01% |
24,020
+11,249
| +88% | +$130K |
|
|
CALY
2684
Callaway Golf Company
CALY
$3.28B
| $279K | ﹤0.01% |
17,088
+6,992
| +69% | +$106K |
|
|
PHT
2685
DELISTED
Pioneer High Income Fund
PHT
| $279K | ﹤0.01% |
+29,707
| New | +$285K |
|
|
SBR
2686
Sabine Royalty Trust
SBR
$1.06B
| $279K | ﹤0.01% |
6,358
+445
| +8% | +$20K |
|
|
GREK
2687
Global X MSCI Greece ETF
GREK
$293M
| $278K | ﹤0.01% |
9,552
+1,847
| +24% | +$58.5K |
|
2688
Moog Inc Class B
MOG.B
$12.7B
| $278K | ﹤0.01% |
+3,390
| New | +$294K |
|
2689
Sensient Technologies
SXT
$5.22B
| $278K | ﹤0.01% |
+3,936
| New | +$283K |
|
|
MDR
2690
DELISTED
McDermott International
MDR
| $277K | ﹤0.01% |
+15,175
| New | +$347K |
|
|
MNR
2691
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $277K | ﹤0.01% |
18,399
+711
| +4% | +$11.1K |
|
2692
Insulet
PODD
$11.8B
| $276K | ﹤0.01% |
+3,186
| New | +$247K |
|
2693
Regal Rexnord
RRX
$12.5B
| $276K | ﹤0.01% |
3,758
-125
| -3% | -$9.4K |
|
2694
Sumitomo Mitsui Financial
SMFG
$159B
| $276K | ﹤0.01% |
32,528
-928
| -3% | -$8.29K |
|
|
ERF
2695
DELISTED
Enerplus Corporation
ERF
| $276K | ﹤0.01% |
24,508
+622
| +3% | +$6.77K |
|
2696
Jefferies Financial Group
JEF
$12.7B
| $274K | ﹤0.01% |
13,452
-12,597
| -48% | -$285K |
|
2697
Radian Group
RDN
$5.28B
| $274K | ﹤0.01% |
14,371
-108,374
| -88% | -$2.28M |
|
|
HEFV
2698
DELISTED
iShares Edge MSCI Min Vol EAFE Currency Hedged ETF
HEFV
| $274K | ﹤0.01% |
10,153
-4,664
| -31% | -$126K |
|
2699
SK Telecom
SKM
$11.4B
| $273K | ﹤0.01% |
6,863
+1,127
| +20% | +$47.7K |
|
2700
Stratasys
SSYS
$666M
| $273K | ﹤0.01% |
13,529
+1,018
| +8% | +$21.8K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.