LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2601
Equitable Holdings
EQH
$13.1B
| $1.01M | ﹤0.01% |
34,066
+9,113
| +37% | +$276K |
|
2602
Integra LifeSciences
IART
$1.39B
| $1.01M | ﹤0.01% |
14,644
+4,145
| +39% | +$293K |
|
|
WNS
2603
DELISTED
WNS Holdings
WNS
| $1.01M | ﹤0.01% |
+12,349
| New | +$1.01M |
|
|
AIV
2604
Aimco
AIV
$387M
| $1.01M | ﹤0.01% |
147,040
+6,502
| +5% | +$44.8K |
|
2605
Xtrackers Russell US Multifactor ETF
DEUS
$302M
| $1.01M | ﹤0.01% |
22,805
-590
| -3% | -$26.6K |
|
2606
Pegasystems
PEGA
$5.16B
| $1.01M | ﹤0.01% |
15,830
-298
| -2% | -$19.8K |
|
|
DIAX
2607
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $1M | ﹤0.01% |
59,858
-3,035
| -5% | -$52.4K |
|
2608
Franklin FTSE Europe ETF
FLEE
$119M
| $1M | ﹤0.01% |
+35,486
| New | +$1.04M |
|
2609
Clear Secure
YOU
$5.56B
| $1M | ﹤0.01% |
+24,431
| New | +$1.14M |
|
2610
Curtiss-Wright
CW
$27.6B
| $1M | ﹤0.01% |
7,943
+2,547
| +47% | +$304K |
|
2611
Rocket Companies
RKT
$38.7B
| $1M | ﹤0.01% |
62,451
+5,780
| +10% | +$101K |
|
2612
Hawaiian Electric Industries
HE
$2.19B
| $1M | ﹤0.01% |
24,507
-1,229
| -5% | -$52.7K |
|
2613
Regency Centers
REG
$14.7B
| $1M | ﹤0.01% |
14,871
-220
| -1% | -$14.6K |
|
|
AWP
2614
abrdn Global Premier Properties Fund
AWP
$369M
| $999K | ﹤0.01% |
54,923
+5,465
| +11% | +$108K |
|
2615
SentinelOne
S
$6.87B
| $999K | ﹤0.01% |
+18,642
| New | +$1.02M |
|
|
SYSB
2616
iShares Systematic Bond ETF
SYSB
$1.17B
| $997K | ﹤0.01% |
9,938
+66
| +0.7% | +$6.67K |
|
|
LEO
2617
BNY Mellon Strategic Municipals
LEO
$384M
| $996K | ﹤0.01% |
114,477
+16,045
| +16% | +$147K |
|
2618
Dave & Buster's
PLAY
$403M
| $995K | ﹤0.01% |
25,966
+5,263
| +25% | +$190K |
|
|
ENV
2619
DELISTED
ENVESTNET, INC.
ENV
| $995K | ﹤0.01% |
12,412
+4,613
| +59% | +$352K |
|
2620
ING
ING
$101B
| $994K | ﹤0.01% |
68,595
+8,530
| +14% | +$114K |
|
|
USLB
2621
DELISTED
Invesco Russell 1000 Low Beta Equal Weight ETF
USLB
| $992K | ﹤0.01% |
25,492
-10,738
| -30% | -$432K |
|
|
TSP
2622
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
| $991K | ﹤0.01% |
26,689
+9,912
| +59% | +$418K |
|
2623
SFL Corp
SFL
$1.65B
| $990K | ﹤0.01% |
118,155
+4,130
| +4% | +$31.3K |
|
|
BECN
2624
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $989K | ﹤0.01% |
20,713
-102
| -0.5% | -$5.29K |
|
|
SJR
2625
DELISTED
Shaw Communications Inc.
SJR
| $989K | ﹤0.01% |
+34,064
| New | +$987K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.