LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
Vanguard Total Bond Market
BND
|
$279M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
$198M |
| 3 |
iShares US Treasury Bond ETF
GOVT
|
$194M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
$135M |
| 5 |
SPDR S&P 500 ETF Trust
SPY
|
$123M |
Top Sells
| 1 |
Invesco QQQ Trust
QQQ
|
$315M |
| 2 |
iShares MBS ETF
MBB
|
$281M |
| 3 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
$278M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
$112M |
| 5 |
SPDR Bloomberg High Yield Bond ETF
JNK
|
$97.4M |
Sector Composition
| 1 | Healthcare | 2.88% |
| 2 | Technology | 2.68% |
| 3 | Financials | 2.57% |
| 4 | Industrials | 2.45% |
| 5 | Consumer Staples | 2.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2601
First Trust Dow Jones Select MicroCap Index Fund
FDM
$201M
| $262K | ﹤0.01% |
8,108
-1,932
| -19% | -$62.4K |
|
2602
First Trust Eurozone AlphaDEX
FEUZ
$77M
| $262K | ﹤0.01% |
8,570
| – | – |
|
2603
UBS Group
UBS
$128B
| $262K | ﹤0.01% |
17,496
-13,568
| -44% | -$203K |
|
2604
Black Hills Corp
BKH
$4.35B
| $261K | ﹤0.01% |
4,474
| – | – |
|
2605
Middlesex Water
MSEX
$976M
| $261K | ﹤0.01% |
8,400
-1,200
| -13% | -$37.3K |
|
2606
Take-Two Interactive
TTWO
$44.2B
| $261K | ﹤0.01% |
+7,080
| New | +$261K |
|
|
SGI
2607
DELISTED
Silicon Graphics Intl.
SGI
| $260K | ﹤0.01% |
36,218
| – | – |
|
2608
Invesco S&P SmallCap Energy ETF
PSCE
$58.1M
| $259K | ﹤0.01% |
3,687
+1,243
| +51% | +$87.3K |
|
2609
Worthington Enterprises
WOR
$3.24B
| $259K | ﹤0.01% |
+11,682
| New | +$259K |
|
|
ESV
2610
DELISTED
Ensco Rowan plc
ESV
| $259K | ﹤0.01% |
6,624
-1,781
| -21% | -$69.6K |
|
2611
Fidelity Total Bond ETF
FBND
$20.5B
| $258K | ﹤0.01% |
5,272
-400
| -7% | -$19.6K |
|
|
TLMR
2612
DELISTED
TALMER BANCORP INC (MI)
TLMR
| $257K | ﹤0.01% |
14,272
-5,570
| -28% | -$100K |
|
2613
Evertec
EVTC
$2.21B
| $255K | ﹤0.01% |
18,937
-485
| -2% | -$6.53K |
|
2614
First Trust Japan AlphaDEX Fund
FJP
$200M
| $255K | ﹤0.01% |
5,922
+462
| +8% | +$19.9K |
|
|
MFA
2615
MFA Financial
MFA
$1.07B
| $255K | ﹤0.01% |
9,332
+309
| +3% | +$8.44K |
|
2616
Old National Bancorp
ONB
$8.94B
| $255K | ﹤0.01% |
21,394
-1,480
| -6% | -$17.6K |
|
|
AKRX
2617
DELISTED
Akorn, Inc.
AKRX
| $255K | ﹤0.01% |
+10,973
| New | +$255K |
|
|
BABS
2618
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
| $255K | ﹤0.01% |
4,070
+279
| +7% | +$17.5K |
|
|
ALDW
2619
DELISTED
Alon USA Partners, LP
ALDW
| $253K | ﹤0.01% |
20,984
-2,048
| -9% | -$24.7K |
|
2620
Kodak
KODK
$477M
| $252K | ﹤0.01% |
23,234
-154
| -0.7% | -$1.67K |
|
2621
Service Corp International
SCI
$10.9B
| $252K | ﹤0.01% |
10,274
-3,769
| -27% | -$92.4K |
|
2622
Leidos
LDOS
$23B
| $251K | ﹤0.01% |
4,912
-8,798
| -64% | -$450K |
|
|
IBCD
2623
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
| $251K | ﹤0.01% |
+10,072
| New | +$251K |
|
|
REV
2624
DELISTED
Revlon, Inc.
REV
| $250K | ﹤0.01% |
6,800
-4,100
| -38% | -$151K |
|
2625
Allete
ALE
$3.69B
| $249K | ﹤0.01% |
4,622
-1,496
| -24% | -$80.6K |
|