LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
$223M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
$57.2M |
| 3 |
iShares Short Treasury Bond ETF
SHV
|
$46.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
$33.6M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
$28.7M |
Top Sells
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
$90.7M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
$74M |
| 3 |
Alphabet (Google) Class C
GOOG
|
$47.2M |
| 4 |
iShares Gold Trust
IAU
|
$47.1M |
| 5 |
iShare MSCI Eurozone ETF
EZU
|
$42.5M |
Sector Composition
| 1 | Healthcare | 3.15% |
| 2 | Financials | 3.11% |
| 3 | Technology | 3.05% |
| 4 | Industrials | 2.56% |
| 5 | Consumer Staples | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
ASG
2601
Liberty All-Star Growth Fund
ASG
$345M
| $119K | ﹤0.01% |
25,427
+3,654
| +17% | +$17.1K |
|
2602
ASE Group
ASX
$22.7B
| $118K | ﹤0.01% |
21,469
-10,563
| -33% | -$58.1K |
|
|
INXX
2603
DELISTED
Columbia India Infrastructure ETF
INXX
| $117K | ﹤0.01% |
+10,327
| New | +$117K |
|
|
CPL
2604
DELISTED
CPFL Energia S.A.
CPL
| $117K | ﹤0.01% |
15,457
| – | – |
|
|
GCV
2605
Gabelli Convertible and Income Securities Fund
GCV
$80.9M
| $116K | ﹤0.01% |
23,347
+944
| +4% | +$4.69K |
|
2606
Novavax
NVAX
$1.27B
| $114K | ﹤0.01% |
801
-17
| -2% | -$2.42K |
|
|
PRSS
2607
DELISTED
CafePress Inc.
PRSS
| $114K | ﹤0.01% |
25,831
+7,505
| +41% | +$33.1K |
|
2608
Tronox
TROX
$694M
| $113K | ﹤0.01% |
+20,873
| New | +$113K |
|
2609
NovaGold Resources
NG
$2.75B
| $112K | ﹤0.01% |
30,284
-2,500
| -8% | -$9.25K |
|
|
SJT
2610
San Juan Basin Royalty Trust
SJT
$270M
| $109K | ﹤0.01% |
11,896
-895
| -7% | -$8.2K |
|
2611
iShares MSCI Malaysia ETF
EWM
$240M
| $108K | ﹤0.01% |
2,619
-36,953
| -93% | -$1.52M |
|
2612
Accuray
ARAY
$170M
| $106K | ﹤0.01% |
+19,485
| New | +$106K |
|
2613
Lloyds Banking Group
LYG
$64.2B
| $105K | ﹤0.01% |
22,104
+6,841
| +45% | +$32.5K |
|
|
MSD
2614
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
| $105K | ﹤0.01% |
12,577
-5,014
| -29% | -$41.9K |
|
|
PW
2615
Power REIT
PW
$3.46M
| $104K | ﹤0.01% |
24,535
-137
| -0.6% | -$581 |
|
|
SNAK
2616
DELISTED
Inventure Foods, Inc.
SNAK
| $104K | ﹤0.01% |
11,335
-500
| -4% | -$4.59K |
|
|
BAC.WS.A
2617
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
| $103K | ﹤0.01% |
18,529
+4,406
| +31% | +$24.5K |
|
2618
Evolution Petroleum
EPM
$173M
| $102K | ﹤0.01% |
16,757
+750
| +5% | +$4.57K |
|
|
TSL
2619
DELISTED
Trina Solar Limited
TSL
| $102K | ﹤0.01% |
10,191
-9
| -0.1% | -$90 |
|
|
GDL
2620
GDL Fund
GDL
$96.8M
| $101K | ﹤0.01% |
+10,264
| New | +$101K |
|
|
SMRT
2621
DELISTED
Stein Mart Inc
SMRT
| $100K | ﹤0.01% |
+10,809
| New | +$100K |
|
|
ENY
2622
DELISTED
Invesco Canadian Energy Income ETF
ENY
| $99K | ﹤0.01% |
12,155
-1,617
| -12% | -$13.2K |
|
|
PDS
2623
Precision Drilling
PDS
$758M
| $98K | ﹤0.01% |
1,153
+500
| +77% | +$42.5K |
|
2624
Aegon
AEG
$11.9B
| $97K | ﹤0.01% |
22,549
-613
| -3% | -$2.64K |
|
|
CEQP
2625
DELISTED
Crestwood Equity Partners LP
CEQP
| $96K | ﹤0.01% |
3,466
+2,021
| +140% | +$56K |
|