LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
| $1.05M | ﹤0.01% |
77,207
-9,631
| -11% | -$138K |
|
2577
ePlus
PLUS
$2.46B
| $1.05M | ﹤0.01% |
19,098
+5,678
| +42% | +$282K |
|
2578
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$174M
| $1.05M | ﹤0.01% |
21,078
-889
| -4% | -$42.1K |
|
2579
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
| $1.04M | ﹤0.01% |
113,204
+47,729
| +73% | +$406K |
|
2580
HSBC
HSBC
$352B
| $1.04M | ﹤0.01% |
30,371
-9,813
| -24% | -$338K |
|
|
SGI
2581
Somnigroup International
SGI
$14.7B
| $1.04M | ﹤0.01% |
37,137
-3,347
| -8% | -$123K |
|
2582
DigitalOcean
DOCN
$14.7B
| $1.04M | ﹤0.01% |
17,913
+3,216
| +22% | +$188K |
|
2583
Perrigo
PRGO
$1.84B
| $1.04M | ﹤0.01% |
26,964
+5,087
| +23% | +$194K |
|
|
WNS
2584
DELISTED
WNS Holdings
WNS
| $1.03M | ﹤0.01% |
12,107
-4,492
| -27% | -$383K |
|
2585
Cousins Properties
CUZ
$5.06B
| $1.03M | ﹤0.01% |
25,662
-1,295
| -5% | -$51.1K |
|
|
ENV
2586
DELISTED
ENVESTNET, INC.
ENV
| $1.03M | ﹤0.01% |
14,184
+2,311
| +19% | +$169K |
|
2587
Ericsson
ERIC
$33.2B
| $1.03M | ﹤0.01% |
112,939
+27,265
| +32% | +$284K |
|
2588
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
| $1.03M | ﹤0.01% |
31,688
+10,454
| +49% | +$337K |
|
2589
RPAR Risk Parity ETF
RPAR
$581M
| $1.03M | ﹤0.01% |
43,518
+17,788
| +69% | +$426K |
|
|
AVLR
2590
DELISTED
Avalara, Inc.
AVLR
| $1.03M | ﹤0.01% |
10,345
-2,507
| -20% | -$254K |
|
2591
Emcor
EME
$36.5B
| $1.03M | ﹤0.01% |
9,124
-1,423
| -13% | -$168K |
|
2592
iShares Government/Credit Bond ETF
GBF
$128M
| $1.03M | ﹤0.01% |
9,062
-651
| -7% | -$76K |
|
2593
MasTec
MTZ
$21.8B
| $1.03M | ﹤0.01% |
11,804
+1,432
| +14% | +$125K |
|
|
EFOR
2594
Everforth Inc
EFOR
$1.26B
| $1.03M | ﹤0.01% |
8,944
+2,274
| +34% | +$258K |
|
2595
Roundhill Sports Betting & iGaming ETF
BETZ
$49.1M
| $1.03M | ﹤0.01% |
51,421
-9,709
| -16% | -$207K |
|
2596
Bloomin' Brands
BLMN
$1.06B
| $1.03M | ﹤0.01% |
46,760
+1,338
| +3% | +$28.9K |
|
2597
Popular Inc
BPOP
$11.3B
| $1.03M | ﹤0.01% |
12,554
+6,638
| +112% | +$586K |
|
2598
Inspire Global Hope ETF
BLES
$164M
| $1.02M | ﹤0.01% |
28,520
-3,576
| -11% | -$128K |
|
2599
Cirrus Logic
CRUS
$6.57B
| $1.02M | ﹤0.01% |
12,073
+3,855
| +47% | +$331K |
|
2600
CVR Partners
UAN
$1.33B
| $1.02M | ﹤0.01% |
7,413
-20
| -0.3% | -$2.13K |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.