LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
TechnipFMC
FTI
$28.1B
| $1.04M | ﹤0.01% |
138,695
+147
| +0.1% | +$1.06K |
|
2577
Graphic Packaging
GPK
$3.17B
| $1.04M | ﹤0.01% |
54,846
+4,845
| +10% | +$92.4K |
|
2578
FlexShares Credit-Scored US Corporate Bond Index Fund
SKOR
$735M
| $1.04M | ﹤0.01% |
19,371
+6,528
| +51% | +$354K |
|
2579
TripAdvisor
TRIP
$1.65B
| $1.04M | ﹤0.01% |
30,816
-4,178
| -12% | -$150K |
|
|
SF
2580
Stifel
SF
$12.6B
| $1.04M | ﹤0.01% |
22,989
+12,709
| +124% | +$567K |
|
2581
WD-40
WDFC
$3.05B
| $1.04M | ﹤0.01% |
4,499
-58
| -1% | -$13.9K |
|
|
PLL
2582
DELISTED
Piedmont Lithium
PLL
| $1.04M | ﹤0.01% |
19,051
+3,029
| +19% | +$176K |
|
2583
Criteo S.A. Ordinary Shares
CRTO
$1.1B
| $1.04M | ﹤0.01% |
28,308
+1,561
| +6% | +$60.1K |
|
|
QSIG
2584
WisdomTree U.S. Short Term Corporate Bond Fund
QSIG
$53M
| $1.04M | ﹤0.01% |
20,209
-3,330
| -14% | -$171K |
|
|
PTR
2585
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $1.04M | ﹤0.01% |
22,138
+15,985
| +260% | +$706K |
|
2586
FuboTV Inc
FUBO
$261M
| $1.03M | ﹤0.01% |
3,594
-589
| -14% | -$193K |
|
2587
Pacer WealthShield ETF
PWS
$24.2M
| $1.03M | ﹤0.01% |
32,315
+2,814
| +10% | +$90.9K |
|
|
HUT
2588
Hut 8
HUT
$12.1B
| $1.03M | ﹤0.01% |
+24,446
| New | +$814K |
|
2589
Axos Financial
AX
$5.77B
| $1.03M | ﹤0.01% |
19,905
-9,888
| -33% | -$469K |
|
|
QWLD
2590
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$176M
| $1.03M | ﹤0.01% |
9,932
+1,113
| +13% | +$118K |
|
2591
Spectrum Brands
SPB
$2.04B
| $1.02M | ﹤0.01% |
10,714
-671
| -6% | -$57K |
|
2592
Walker & Dunlop
WD
$1.71B
| $1.02M | ﹤0.01% |
9,027
+1,306
| +17% | +$137K |
|
2593
Invesco Bond Fund
VBF
$167M
| $1.02M | ﹤0.01% |
50,318
+5,019
| +11% | +$104K |
|
2594
Ralph Lauren
RL
$22.6B
| $1.02M | ﹤0.01% |
9,204
+2,655
| +41% | +$307K |
|
2595
Guidewire Software
GWRE
$12.6B
| $1.02M | ﹤0.01% |
8,591
+1,664
| +24% | +$192K |
|
2596
Iridium Communications
IRDM
$5.02B
| $1.02M | ﹤0.01% |
25,525
+2,796
| +12% | +$117K |
|
|
CSML
2597
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
| $1.02M | ﹤0.01% |
28,778
+216
| +0.8% | +$7.55K |
|
2598
Dana Inc
DAN
$2.9B
| $1.01M | ﹤0.01% |
45,620
+18,431
| +68% | +$423K |
|
|
CRF
2599
Cornerstone Total Return Fund
CRF
$1.16B
| $1.01M | ﹤0.01% |
83,276
-23,518
| -22% | -$278K |
|
|
FNI
2600
DELISTED
First Trust Chindia ETF
FNI
| $1.01M | ﹤0.01% |
19,980
-7,487
| -27% | -$406K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.