LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$111M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$105M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$89.7M |
| 4 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$85.9M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$60.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$136M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$44.3M |
| 3 |
WisdomTree US Total Dividend Fund
DTD
|
+$36.3M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$35.2M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$33.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.59% |
| 2 | Financials | 2.78% |
| 3 | Healthcare | 2.32% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Industrials | 2.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HECO
2551
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
| $361K | ﹤0.01% |
8,743
-507
| -5% | -$20.6K |
|
|
OXLC
2552
Oxford Lane Capital
OXLC
$854M
| $360K | ﹤0.01% |
7,134
+1,424
| +25% | +$73.9K |
|
2553
3D Systems Corp
DDD
$412M
| $359K | ﹤0.01% |
39,466
+2,500
| +7% | +$23.7K |
|
2554
Dycom Industries
DY
$12.1B
| $359K | ﹤0.01% |
6,098
-112
| -2% | -$5.73K |
|
|
DCP
2555
DELISTED
DCP Midstream, LP
DCP
| $359K | ﹤0.01% |
12,255
+2,407
| +24% | +$75.2K |
|
|
NID
2556
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $359K | ﹤0.01% |
26,749
+7,644
| +40% | +$102K |
|
2557
Euronet Worldwide
EEFT
$3.15B
| $358K | ﹤0.01% |
2,129
+295
| +16% | +$45.1K |
|
2558
ManpowerGroup
MAN
$2.58B
| $358K | ﹤0.01% |
3,705
+68
| +2% | +$6.2K |
|
2559
Marten Transport
MRTN
$1.25B
| $358K | ﹤0.01% |
29,586
-446
| -1% | -$5.57K |
|
|
GLOP
2560
DELISTED
GASLOG PARTNERS LP
GLOP
| $358K | ﹤0.01% |
16,868
-383
| -2% | -$8.13K |
|
|
ORBC
2561
DELISTED
ORBCOMM, Inc.
ORBC
| $358K | ﹤0.01% |
49,336
+1,869
| +4% | +$13.3K |
|
2562
Columbia Sportswear
COLM
$3.3B
| $355K | ﹤0.01% |
+3,532
| New | +$350K |
|
2563
Henry Schein
HSIC
$9.76B
| $355K | ﹤0.01% |
5,085
-204
| -4% | -$13.5K |
|
2564
Tucows
TCX
$101M
| $355K | ﹤0.01% |
5,817
-32,826
| -85% | -$2.36M |
|
2565
ITT
ITT
$17.8B
| $354K | ﹤0.01% |
5,399
+10
| +0.2% | +$611 |
|
2566
PBF Energy
PBF
$7.22B
| $354K | ﹤0.01% |
11,314
-10,976
| -49% | -$328K |
|
2567
iShares MSCI Turkey ETF
TUR
$204M
| $354K | ﹤0.01% |
14,871
-9,313
| -39% | -$214K |
|
|
AJRD
2568
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $354K | ﹤0.01% |
7,905
+1,675
| +27% | +$62.5K |
|
|
GLIBA
2569
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
| $354K | ﹤0.01% |
5,765
+208
| +4% | +$12.3K |
|
2570
Restaurant Brands International
QSR
$26B
| $352K | ﹤0.01% |
+5,064
| New | +$339K |
|
|
TUP
2571
DELISTED
Tupperware Brands Corporation
TUP
| $351K | ﹤0.01% |
18,429
-2,655
| -13% | -$59.6K |
|
|
UFS
2572
DELISTED
DOMTAR CORPORATION (New)
UFS
| $351K | ﹤0.01% |
7,873
+165
| +2% | +$7.54K |
|
|
CRZO
2573
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $350K | ﹤0.01% |
34,906
-2,619
| -7% | -$30.2K |
|
|
EEB
2574
DELISTED
Invesco BRIC ETF
EEB
| $347K | ﹤0.01% |
9,341
+1,084
| +13% | +$39.4K |
|
2575
Alphatec Holdings
ATEC
$1.43B
| $346K | ﹤0.01% |
76,200
+1,200
| +2% | +$4.48K |
|
Similar funds
LPL Financial's Q2 2019 Portfolio in Review
As of Q2 2019, LPL Financial held 3,409 positions worth $46.9B, up 6.6% from $44B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $1.68B of net new capital in Q2 2019, opening 226 new positions and adding to 1,714 existing holdings. Its largest new stake was Dow Inc: 187,402 shares worth $9.24M.
By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $136M trimmed.
- LPL Financial's largest Q2 2019 buy was Dow Inc: 187,402 shares worth $9.24M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q2 2019, an estimated $111M increase.
- LPL Financial's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $136M.
- LPL Financial fully exited WBI BullBear Global High Income ETF in Q2 2019, selling an estimated $18.5M.
- LPL Financial's ten largest holdings make up 23% of its $46.9B portfolio in Q2 2019.
- LPL Financial opened 226 new positions and closed 134 in Q2 2019.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $46.9B.
Based on LPL Financial's 13F filing for Q2 2019, filed 9 Aug 2019.