LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
| $319K | ﹤0.01% |
+6,371
| New | +$319K |
|
2552
PhenixFIN
PFX
$83.1M
| $319K | ﹤0.01% |
4,006
+965
| +32% | +$88.4K |
|
2553
Crane NXT
CXT
$2.99B
| $318K | ﹤0.01% |
9,886
-7,425
| -43% | -$240K |
|
|
DCH
2554
Dauch Corp
DCH
$1.31B
| $317K | ﹤0.01% |
20,854
+7,270
| +54% | +$119K |
|
|
BSF
2555
DELISTED
Bear State Financial, Inc.
BSF
| $317K | ﹤0.01% |
+30,900
| New | +$317K |
|
2556
Flowserve
FLS
$8.94B
| $316K | ﹤0.01% |
7,401
-109
| -1% | -$4.75K |
|
2557
Qiagen
QGEN
$8.62B
| $316K | ﹤0.01% |
+9,237
| New | +$324K |
|
2558
Schneider National
SNDR
$6.17B
| $316K | ﹤0.01% |
+12,133
| New | +$334K |
|
2559
ManpowerGroup
MAN
$2.6B
| $315K | ﹤0.01% |
2,737
+485
| +22% | +$59.9K |
|
|
ATNX
2560
DELISTED
Athenex, Inc. Common Stock
ATNX
| $315K | ﹤0.01% |
+927
| New | +$294K |
|
|
HFXE
2561
DELISTED
IQ 50 Percent Hedged FTSE Europe ETF
HFXE
| $315K | ﹤0.01% |
16,024
+822
| +5% | +$16.6K |
|
2562
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$921M
| $314K | ﹤0.01% |
6,375
+1,397
| +28% | +$69.3K |
|
2563
Clarus
CLAR
$125M
| $314K | ﹤0.01% |
+46,707
| New | +$332K |
|
2564
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
| $314K | ﹤0.01% |
9,768
-49
| -0.5% | -$1.6K |
|
|
KLXI
2565
DELISTED
KLX Inc.
KLXI
| $314K | ﹤0.01% |
5,235
+1,647
| +46% | +$96.3K |
|
|
STL
2566
DELISTED
Sterling Bancorp
STL
| $314K | ﹤0.01% |
13,928
-4,402
| -24% | -$108K |
|
2567
Exelixis
EXEL
$13.9B
| $313K | ﹤0.01% |
14,114
+531
| +4% | +$14.7K |
|
|
S
2568
DELISTED
Sprint Corporation
S
| $313K | ﹤0.01% |
64,133
+50,141
| +358% | +$268K |
|
2569
Tootsie Roll Industries
TR
$2.97B
| $312K | ﹤0.01% |
13,437
-1,341
| -9% | -$34.8K |
|
|
CUB
2570
DELISTED
Cubic Corporation
CUB
| $312K | ﹤0.01% |
4,904
+808
| +20% | +$49.2K |
|
2571
Financial Institutions
FISI
$812M
| $311K | ﹤0.01% |
+10,495
| New | +$330K |
|
|
CTLT
2572
DELISTED
CATALENT, INC.
CTLT
| $311K | ﹤0.01% |
7,607
+51
| +0.7% | +$2.17K |
|
|
EVG
2573
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
| $310K | ﹤0.01% |
22,741
-9,956
| -30% | -$138K |
|
2574
Goldman Sachs ActiveBeta Japan Equity ETF
GSJY
$81.3M
| $310K | ﹤0.01% |
+9,052
| New | +$311K |
|
2575
Liberty Energy
LBRT
$2.79B
| $310K | ﹤0.01% |
+18,380
| New | +$362K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.