LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
$223M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
$57.2M |
| 3 |
iShares Short Treasury Bond ETF
SHV
|
$46.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
$33.6M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
$28.7M |
Top Sells
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
$90.7M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
$74M |
| 3 |
Alphabet (Google) Class C
GOOG
|
$47.2M |
| 4 |
iShares Gold Trust
IAU
|
$47.1M |
| 5 |
iShare MSCI Eurozone ETF
EZU
|
$42.5M |
Sector Composition
| 1 | Healthcare | 3.15% |
| 2 | Financials | 3.11% |
| 3 | Technology | 3.05% |
| 4 | Industrials | 2.56% |
| 5 | Consumer Staples | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
GGE
2551
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
| $167K | ﹤0.01% |
10,846
-1,100
| -9% | -$16.9K |
|
|
NTX
2552
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
| $165K | ﹤0.01% |
12,049
-1,250
| -9% | -$17.1K |
|
|
CMU
2553
MFS High Yield Municipal Trust
CMU
$84.9M
| $164K | ﹤0.01% |
37,317
-1,070
| -3% | -$4.7K |
|
|
ASNA
2554
DELISTED
Ascena Retail Group, Inc.
ASNA
| $164K | ﹤0.01% |
606
+33
| +6% | +$8.93K |
|
|
FMN
2555
Federated Hermes Premier Municipal Income Fund
FMN
$84M
| $163K | ﹤0.01% |
11,182
+65
| +0.6% | +$948 |
|
|
FCS
2556
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
| $163K | ﹤0.01% |
11,538
-881
| -7% | -$12.4K |
|
2557
El Pollo Loco
LOCO
$314M
| $162K | ﹤0.01% |
14,405
-17,757
| -55% | -$200K |
|
2558
Vishay Intertechnology
VSH
$2.1B
| $162K | ﹤0.01% |
15,792
+919
| +6% | +$9.43K |
|
|
DHG
2559
DELISTED
Deutsche High Incm Opportunities
DHG
| $162K | ﹤0.01% |
12,178
+474
| +4% | +$6.31K |
|
2560
Iridium Communications
IRDM
$2.65B
| $161K | ﹤0.01% |
25,526
-303
| -1% | -$1.91K |
|
2561
AES
AES
$9.14B
| $159K | ﹤0.01% |
15,436
-6,243
| -29% | -$64.3K |
|
|
FCO
2562
abrdn Global Income Fund
FCO
$89.8M
| $159K | ﹤0.01% |
20,796
-3,037
| -13% | -$23.2K |
|
2563
Hecla Mining
HL
$6.04B
| $159K | ﹤0.01% |
71,874
+11,535
| +19% | +$25.5K |
|
|
NXR
2564
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
| $158K | ﹤0.01% |
11,457
+375
| +3% | +$5.17K |
|
|
WPX
2565
DELISTED
WPX Energy, Inc.
WPX
| $158K | ﹤0.01% |
20,141
+4,126
| +26% | +$32.4K |
|
2566
Teck Resources
TECK
$16.8B
| $156K | ﹤0.01% |
27,725
+7,993
| +41% | +$45K |
|
|
UBNK
2567
DELISTED
United Financial Bancorp, Inc.
UBNK
| $155K | ﹤0.01% |
11,952
+14
| +0.1% | +$182 |
|
2568
Enviri
NVRI
$934M
| $152K | ﹤0.01% |
+15,081
| New | +$152K |
|
2569
Chemours
CC
$2.33B
| $151K | ﹤0.01% |
20,038
-37,456
| -65% | -$282K |
|
2570
Innoviva
INVA
$1.28B
| $151K | ﹤0.01% |
16,290
-2,991
| -16% | -$27.7K |
|
|
MPV
2571
Barings Participation Investors
MPV
$209M
| $151K | ﹤0.01% |
11,461
| – | – |
|
2572
Omeros
OMER
$284M
| $151K | ﹤0.01% |
12,364
| – | – |
|
2573
RPC Inc
RES
$1.04B
| $148K | ﹤0.01% |
14,586
+931
| +7% | +$9.45K |
|
|
CCA
2574
DELISTED
MFS California Municipal Fund
CCA
| $146K | ﹤0.01% |
+13,245
| New | +$146K |
|
2575
Acco Brands
ACCO
$362M
| $145K | ﹤0.01% |
19,874
-1,671
| -8% | -$12.2K |
|