LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
Planet Fitness
PLNT
$4.05B
| $2.17M | ﹤0.01% |
34,681
+2,391
| +7% | +$160K |
|
|
WCBR
2477
WisdomTree Cybersecurity Fund
WCBR
$113M
| $2.17M | ﹤0.01% |
84,644
+45,834
| +118% | +$1.2M |
|
2478
Robinhood
HOOD
$81.6B
| $2.16M | ﹤0.01% |
107,517
+29,797
| +38% | +$418K |
|
2479
Renaissance IPO ETF
IPO
$157M
| $2.16M | ﹤0.01% |
52,106
+13,454
| +35% | +$505K |
|
2480
Zurn Elkay Water Solutions
ZWS
$8.6B
| $2.16M | ﹤0.01% |
64,551
+14,391
| +29% | +$443K |
|
2481
Atkore
ATKR
$3.16B
| $2.16M | ﹤0.01% |
11,345
+7,500
| +195% | +$1.2M |
|
2482
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
| $2.16M | ﹤0.01% |
52,521
+7,556
| +17% | +$309K |
|
|
EAD
2483
Allspring Income Opportunities Fund
EAD
$377M
| $2.16M | ﹤0.01% |
325,027
+74,401
| +30% | +$494K |
|
2484
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
| $2.15M | ﹤0.01% |
112,910
-3,758
| -3% | -$70.6K |
|
2485
Enovix
ENVX
$929M
| $2.15M | ﹤0.01% |
307,217
+69,394
| +29% | +$603K |
|
2486
Ashland
ASH
$3.32B
| $2.15M | ﹤0.01% |
22,043
+7,427
| +51% | +$665K |
|
2487
GXO Logistics
GXO
$5.41B
| $2.14M | ﹤0.01% |
39,811
-11,801
| -23% | -$638K |
|
2488
PGIM Active High Yield Bond ETF
PHYL
$1.39B
| $2.13M | ﹤0.01% |
60,905
+9,447
| +18% | +$328K |
|
2489
BlackRock Enhanced Global Dividend Trust
BOE
$683M
| $2.13M | ﹤0.01% |
203,600
-28,119
| -12% | -$285K |
|
2490
Aaon
AAON
$7.39B
| $2.13M | ﹤0.01% |
24,169
+7,769
| +47% | +$609K |
|
2491
ASE Group
ASX
$81.9B
| $2.13M | ﹤0.01% |
193,709
+53,435
| +38% | +$524K |
|
2492
Innovator Growth-100 Power Buffer ETF October
NOCT
$228M
| $2.12M | ﹤0.01% |
44,641
+13,448
| +43% | +$629K |
|
2493
AMN Healthcare
AMN
$1.19B
| $2.12M | ﹤0.01% |
33,966
-5,931
| -15% | -$403K |
|
2494
Archrock
AROC
$5.84B
| $2.12M | ﹤0.01% |
107,799
+46,907
| +77% | +$801K |
|
2495
Harley-Davidson
HOG
$2.71B
| $2.11M | ﹤0.01% |
48,290
+3,423
| +8% | +$127K |
|
2496
Invesco MSCI Sustainable Future ETF
ERTH
$135M
| $2.11M | ﹤0.01% |
49,956
-30,286
| -38% | -$1.28M |
|
|
WBND
2497
DELISTED
Western Asset Total Return ETF
WBND
| $2.1M | ﹤0.01% |
104,105
-425,702
| -80% | -$8.6M |
|
2498
WPP
WPP
$5.6B
| $2.1M | ﹤0.01% |
44,283
+12,791
| +41% | +$603K |
|
2499
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
| $2.1M | ﹤0.01% |
51,925
+7,110
| +16% | +$281K |
|
2500
ProShares S&P 500 ex-Financials ETF
SPXN
$79.1M
| $2.09M | ﹤0.01% |
37,020
+9,408
| +34% | +$506K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.