LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$205M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$199M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$180M |
| 4 |
iShares TIPS Bond ETF
TIP
|
+$140M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$121M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$134M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$64.2M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$47.3M |
| 4 |
iShares Global Tech ETF
IXN
|
+$43.6M |
| 5 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$43.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.8% |
| 2 | Consumer Discretionary | 3.12% |
| 3 | Financials | 3.04% |
| 4 | Healthcare | 2.77% |
| 5 | Communication Services | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
Equitable Holdings
EQH
$13.1B
| $1.23M | ﹤0.01% |
37,349
+3,283
| +10% | +$108K |
|
2477
Tenet Healthcare
THC
$20.3B
| $1.22M | ﹤0.01% |
14,978
+8,695
| +138% | +$635K |
|
|
AIV
2478
Aimco
AIV
$388M
| $1.22M | ﹤0.01% |
158,255
+11,215
| +8% | +$85.6K |
|
2479
Simpson Manufacturing
SSD
$7.82B
| $1.22M | ﹤0.01% |
8,783
+875
| +11% | +$106K |
|
|
EFR
2480
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
| $1.22M | ﹤0.01% |
82,589
+16,440
| +25% | +$246K |
|
2481
WEX
WEX
$6.41B
| $1.22M | ﹤0.01% |
8,657
+911
| +12% | +$139K |
|
2482
Inspire Global Hope ETF
BLES
$161M
| $1.22M | ﹤0.01% |
32,096
+7,000
| +28% | +$274K |
|
2483
State Street SPDR Russell 1000 Momentum Focus ETF
ONEO
$29.1M
| $1.22M | ﹤0.01% |
11,435
-1,131
| -9% | -$117K |
|
2484
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
| $1.22M | ﹤0.01% |
13,706
-964
| -7% | -$84.4K |
|
2485
SS&C Technologies
SSNC
$18.5B
| $1.22M | ﹤0.01% |
14,820
-12,781
| -46% | -$984K |
|
2486
Bloom Energy
BE
$63.9B
| $1.21M | ﹤0.01% |
55,343
+4,205
| +8% | +$106K |
|
2487
Planet Fitness
PLNT
$4.48B
| $1.21M | ﹤0.01% |
13,398
+1,376
| +11% | +$117K |
|
|
STK
2488
Columbia Seligman Premium Technology Growth Fund
STK
$875M
| $1.21M | ﹤0.01% |
32,797
+2,990
| +10% | +$108K |
|
2489
Wendy's
WEN
$1.44B
| $1.21M | ﹤0.01% |
50,917
+1,897
| +4% | +$42.2K |
|
|
HUT
2490
Hut 8
HUT
$12.7B
| $1.21M | ﹤0.01% |
30,903
+6,457
| +26% | +$363K |
|
|
LOUP
2491
DELISTED
Innovator Deepwater Frontier Tech ETF
LOUP
| $1.21M | ﹤0.01% |
22,632
-626
| -3% | -$34.1K |
|
2492
HSBC
HSBC
$369B
| $1.21M | ﹤0.01% |
40,184
+13,343
| +50% | +$390K |
|
|
SVC
2493
Service Properties Trust
SVC
$1.03B
| $1.21M | ﹤0.01% |
27,584
+2,980
| +12% | +$152K |
|
2494
Array Technologies
ARRY
$846M
| $1.21M | ﹤0.01% |
77,060
+5,201
| +7% | +$102K |
|
2495
Arrowhead Research
ARWR
$11.9B
| $1.21M | ﹤0.01% |
18,236
-880
| -5% | -$60.5K |
|
2496
Lattice Semiconductor
LSCC
$17.9B
| $1.21M | ﹤0.01% |
15,688
+8,059
| +106% | +$598K |
|
2497
Sabra Healthcare REIT
SBRA
$5.29B
| $1.21M | ﹤0.01% |
89,267
+17,033
| +24% | +$241K |
|
|
CLPR
2498
Clipper Realty
CLPR
$45.1M
| $1.21M | ﹤0.01% |
121,355
+1,425
| +1% | +$12.8K |
|
|
MIME
2499
DELISTED
Mimecast Limited
MIME
| $1.2M | ﹤0.01% |
15,160
+6,247
| +70% | +$471K |
|
|
FPL
2500
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
| $1.2M | ﹤0.01% |
219,668
+13,186
| +6% | +$74.1K |
|
Similar funds
LPL Financial's Q4 2021 Portfolio in Review
As of Q4 2021, LPL Financial held 4,559 positions worth $119B, up 12% from $106B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $6.13B of net new capital in Q4 2021, opening 235 new positions and adding to 2,641 existing holdings. Its largest new stake was iShares MSCI South Africa ETF: 184,094 shares worth $8.54M.
By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $134M trimmed.
- LPL Financial's largest Q4 2021 buy was iShares MSCI South Africa ETF: 184,094 shares worth $8.54M.
- LPL Financial added most to Invesco QQQ Trust in Q4 2021, an estimated $205M increase.
- LPL Financial's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $134M.
- LPL Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $25.2M.
- LPL Financial's ten largest holdings make up 19% of its $119B portfolio in Q4 2021.
- LPL Financial opened 235 new positions and closed 224 in Q4 2021.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $119B.
Based on LPL Financial's 13F filing for Q4 2021, filed 14 Feb 2022.