LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
$262M |
| 2 |
iShare MSCI Eurozone ETF
EZU
|
$65.8M |
| 3 |
iShares Russell 1000 ETF
IWB
|
$60.8M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
$48.7M |
| 5 |
Invesco QQQ Trust
QQQ
|
$44.4M |
Top Sells
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
$214M |
| 2 |
iShares Europe ETF
IEV
|
$76M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
$52.7M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
$48.1M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
$40.5M |
Sector Composition
| 1 | Technology | 3.13% |
| 2 | Financials | 3.13% |
| 3 | Energy | 2.94% |
| 4 | Healthcare | 2.93% |
| 5 | Industrials | 2.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
226
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.89B
| $13.6M | 0.08% |
472,029
-85,027
| -15% | -$2.44M |
|
227
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
| $13.4M | 0.08% |
334,284
+3,744
| +1% | +$150K |
|
|
NFJ
228
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
| $13.4M | 0.08% |
741,162
+39,003
| +6% | +$704K |
|
229
Vanguard Intermediate-Term Bond ETF
BIV
$24.1B
| $13.3M | 0.08% |
156,663
-3,286
| -2% | -$278K |
|
|
NCV
230
Virtus Convertible & Income Fund
NCV
$334M
| $13.2M | 0.08% |
1,363,216
-49,958
| -4% | -$485K |
|
231
Invesco Preferred ETF
PGX
$3.85B
| $13.2M | 0.08% |
914,238
+27,551
| +3% | +$397K |
|
232
Dominion Energy
D
$51.1B
| $13.1M | 0.08% |
189,176
-2,576
| -1% | -$178K |
|
233
VanEck High Yield Muni ETF
HYD
$3.29B
| $12.8M | 0.08% |
418,790
-23,737
| -5% | -$728K |
|
234
VanEck Gold Miners ETF
GDX
$19B
| $12.8M | 0.08% |
599,920
-183,577
| -23% | -$3.93M |
|
235
Mastercard
MA
$538B
| $12.7M | 0.08% |
172,796
-3,557
| -2% | -$261K |
|
236
First Trust US Equity Opportunities ETF
FPX
$1.03B
| $12.6M | 0.08% |
267,197
+25,323
| +10% | +$1.2M |
|
237
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.85B
| $12.5M | 0.07% |
537,983
-92,157
| -15% | -$2.14M |
|
238
Vanguard Consumer Staples ETF
VDC
$7.6B
| $12.4M | 0.07% |
105,951
-9,358
| -8% | -$1.09M |
|
239
American Express
AXP
$231B
| $12.3M | 0.07% |
143,383
-7,295
| -5% | -$626K |
|
240
First Trust Financials AlphaDEX Fund
FXO
$2.25B
| $12.3M | 0.07% |
567,432
+38,724
| +7% | +$839K |
|
241
ProShares Short Russell2000
RWM
$124M
| $12.3M | 0.07% |
705,759
+346,371
| +96% | +$6.03M |
|
242
TotalEnergies
TTE
$137B
| $12.2M | 0.07% |
191,798
-7,557
| -4% | -$481K |
|
243
Comcast
CMCSA
$125B
| $12.2M | 0.07% |
230,183
+23,982
| +12% | +$1.27M |
|
244
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.22B
| $12.1M | 0.07% |
281,125
+37,580
| +15% | +$1.61M |
|
|
FEN
245
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $12M | 0.07% |
331,550
+24,547
| +8% | +$889K |
|
246
Citigroup
C
$178B
| $12M | 0.07% |
234,788
+45,909
| +24% | +$2.35M |
|
247
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.73B
| $12M | 0.07% |
1,201,837
+318,142
| +36% | +$3.17M |
|
248
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$3.45B
| $11.9M | 0.07% |
446,054
+127,715
| +40% | +$3.4M |
|
249
Blackstone
BX
$134B
| $11.8M | 0.07% |
384,964
+93,936
| +32% | +$2.88M |
|
250
Realty Income
O
$53.7B
| $11.7M | 0.07% |
285,966
+3,053
| +1% | +$125K |
|