LPL Financial
SRNE

LPL Financial’s Sorrento Therapeutics, Inc. SRNE Stock Holding History

LPL Financial’s Portfolio SRNE Stock Details SRNE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-108,865
Closed -$96.5K – 4658
2022
Q4 		$96.5K Sell
108,865
-5,238
-5% -$6.95K ﹤0.01% 4175
2022
Q3 		$179K Sell
114,103
-2,447
-2% -$5.55K ﹤0.01% 3981
2022
Q2 		$234K Buy
116,550
+8,146
+8% +$14.1K ﹤0.01% 3826
2022
Q1 		$253K Buy
108,404
+23,871
+28% +$74.5K ﹤0.01% 3700
2021
Q4 		$393K Sell
84,533
-27,200
-24% -$169K ﹤0.01% 3483
2021
Q3 		$853K Sell
111,733
-2,578
-2% -$21.9K ﹤0.01% 2748
2021
Q2 		$1.11M Buy
114,311
+14,167
+14% +$113K ﹤0.01% 2478
2021
Q1 		$828K Sell
100,144
-79,603
-44% -$841K ﹤0.01% 2564
2020
Q4 		$1.23M Buy
179,747
+7,771
+5% +$62.4K ﹤0.01% 2030
2020
Q3 		$1.92M Sell
171,976
-109,070
-39% -$998K ﹤0.01% 1483
2020
Q2 		$1.76M Buy
281,046
+265,436
+1,700% +$1.02M ﹤0.01% 1423
2020
Q1 		$29K Buy
+15,610
New +$45K ﹤0.01% 3124

Other funds holding SRNE

PP
Paloma Partners Greenwich, Connecticut $177M AUM 286.05% 1-Year Est. Return
OCM
Oaktree Capital Management Los Angeles, California $5.91B AUM 42.97% 1-Year Est. Return
OFA
Oaktree Fund Advisors Los Angles, California $56.9M AUM 80.32% 1-Year Est. Return
CGA
Crescent Grove Advisors Lake Forest, Illinois $1.01B AUM 17.78% 1-Year Est. Return
LCM
Lattice Capital Management Kirkland, Washington $56.9M AUM 49.15% 1-Year Est. Return
STB
S&T Bank Indiana, Pennsylvania $268M AUM 39.92% 1-Year Est. Return
GA
GoalVest Advisory New York $539M AUM 27.49% 1-Year Est. Return
HFRG
Houlihan Financial Resource Group Ashburn, Virginia $257M AUM 14.19% 1-Year Est. Return
VFA
Valeo Financial Advisors Carmel, Indiana $4.74B AUM 27.69% 1-Year Est. Return
GBWM
Granite Bay Wealth Management Portsmouth, New Hampshire $470M AUM 15.4% 1-Year Est. Return