LPL Financial
ECC

LPL Financial’s Eagle Point Credit Company ECC Stock Holding History

LPL Financial’s Portfolio ECC Stock Details ECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$440K Sell
116,895
-6,553
-5% -$30.5K ﹤0.01% 4882
2025
Q4 		$711K Sell
123,448
-59,101
-32% -$359K ﹤0.01% 4396
2025
Q3 		$1.21M Buy
182,549
+10,958
+6% +$77.6K ﹤0.01% 3816
2025
Q2 		$1.31M Buy
171,591
+45,132
+36% +$346K ﹤0.01% 3505
2025
Q1 		$1.02M Buy
126,459
+1,267
+1% +$10.9K ﹤0.01% 3539
2024
Q4 		$1.11M Buy
125,192
+160
+0.1% +$1.5K ﹤0.01% 3403
2024
Q3 		$1.23M Buy
125,032
+11,911
+11% +$118K ﹤0.01% 3192
2024
Q2 		$1.14M Sell
113,121
-67,648
-37% -$686K ﹤0.01% 3132
2024
Q1 		$1.83M Buy
180,769
+113,194
+168% +$1.13M ﹤0.01% 2610
2023
Q4 		$642K Buy
67,575
+14,714
+28% +$140K ﹤0.01% 3451
2023
Q3 		$537K Buy
52,861
+753
+1% +$7.73K ﹤0.01% 3441
2023
Q2 		$529K Buy
52,108
+8,252
+19% +$89.7K ﹤0.01% 3395
2023
Q1 		$490K Buy
43,856
+21,382
+95% +$232K ﹤0.01% 3346
2022
Q4 		$227K Buy
22,474
+8,602
+62% +$93.4K ﹤0.01% 3884
2022
Q3 		$153K Buy
13,872
+2,163
+18% +$25K ﹤0.01% 4017
2022
Q2 		$138K Buy
11,709
+1,319
+13% +$16.5K ﹤0.01% 4047
2022
Q1 		$137K Buy
+10,390
New +$143K ﹤0.01% 3916
2017
Q2 		– Sell
-11,525
Closed -$245K – 2852
2017
Q1 		$245K Buy
+11,525
New +$209K ﹤0.01% 2353

Other funds holding ECC

SPC
Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
FCH
Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return
Blackstone Inc
Blackstone Inc New York $25.6B AUM 26.83% 1-Year Est. Return
PI
PFG Investments Woodbury, New York $2.15B AUM 25.5% 1-Year Est. Return
LWMI
Legacy Wealth Management (Idaho) Boise, Idaho $201M AUM 259.85% 1-Year Est. Return
VIA
Virtus Investment Advisers Hartford, Connecticut $363M AUM 34.89% 1-Year Est. Return
IAIM
International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return