We are live on ! Find out more
LIM

Longfellow Investment Management Portfolio holdings

AUM $480M
1-Year Est. Return 8%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+8%
3 Year Est. Return
+49.93%
5 Year Est. Return
+67.93%
10 Year Est. Return
+729.88%
AUM
$407M
AUM Growth
-$125M
Cap. Flow
-$137M
Cap. Flow %
-33.51%
Top 10 Hldgs %
50.39%
Holding
74
New
21
Increased
2
Reduced
8
Closed
18

Top Buys

Rank Stock Value
1
ROC
ROCKWOOD HLDGS INC
ROC
+$18.8M
2
BYI
BALLY TECHNOLOGIES, INC.
BYI
+$14.6M
3
MEAS
MEASUREMENT SPECIALTIES INC
MEAS
+$13.2M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$13.2M
5
IRF
INTL RECTIFIER CORP
IRF
+$13M

Top Sells

Rank Stock Value
1
UNS
UNS ENERGY CORP COM
UNS
+$27.6M
2
FRX
FOREST LABORATORIES INC
FRX
+$26.5M
3
SGK
SCHAWK INC CL-A
SGK
+$24.4M
4
ESC
EMERITUS CORP
ESC
+$21.1M
5
HSH
HILLSHIRE BRANDS CO
HSH
+$20.6M

Sector Composition

Rank Sector Weight
1 Technology 12.06%
2 Financials 11.71%
3 Utilities 6.13%
4 Communication Services 5.6%
5 Materials 4.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOVB
26
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$5.59M 1.37%
258,972
– –
TEG
27
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$4.81M 1.18%
+74,200
New +$4.99M
NBL
28
DELISTED
Noble Energy, Inc.
NBL
$4.65M 1.14%
68,000
– –
DBRG icon
29
DigitalBridge
DBRG
$2.95B
$4.63M 1.14%
+62,794
New +$4.72M
NRF
30
DELISTED
NorthStar Realty Finance Corp.
NRF
$4.44M 1.09%
125,588
-130,235
-51% -$4.56M
SWS
31
DELISTED
SWS GROUP INC
SWS
$3.97M 0.98%
576,834
-8,700
-1% -$63K
OMCC
32
DELISTED
Old Market Capital Corp
OMCC
$3.81M 0.93%
328,548
-221,452
-40% -$2.86M
PIKE
33
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$3.53M 0.87%
+296,676
New +$3.17M
PSMI
34
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$3.42M 0.84%
+276,450
New +$2.56M
LIN
35
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
$3.41M 0.84%
+153,800
New +$3.82M
MOS icon
36
The Mosaic Company
MOS
$7.46B
$1.13M 0.28%
24,970
– –
PALL icon
37
abrdn Physical Palladium Shares ETF
PALL
$660M
$708K 0.17%
45,945
– –
SUB icon
38
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$505K 0.12%
4,750
– –
ATHL
39
DELISTED
ATHLON ENERGY INC COM
ATHL
$495K 0.12%
+8,500
New +$394K
BNNY
40
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$459K 0.11%
+10,000
New +$350K
TPST icon
41
Tempest Therapeutics
TPST
$14.6M
$364K 0.09%
+7
New +$245K
MO icon
42
Altria Group
MO
$114B
$299K 0.07%
6,475
-1,200
-16% -$51.4K
BAGL
43
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$238K 0.06%
+11,800
New +$174K
GDX icon
44
VanEck Gold Miners ETF
GDX
$25.3B
$237K 0.06%
10,915
-2,000
-15% -$51.1K
TIBX
45
DELISTED
TIBCO SOFTWARE INC
TIBX
$236K 0.06%
+10,000
New +$205K
ENVE
46
DELISTED
ENVENTIS CORP COM STK
ENVE
$223K 0.05%
+12,275
New +$209K
JPM icon
47
JPMorgan Chase
JPM
$947B
$162K 0.04%
2,702
– –
AMLP icon
48
Alerian MLP ETF
AMLP
$12.9B
$161K 0.04%
1,694
– –
PFE icon
49
Pfizer
PFE
$147B
$135K 0.03%
4,790
– –
WMB icon
50
Williams Companies
WMB
$88.2B
$126K 0.03%
2,250
– –
1
2
3

Similar funds

DA
Dash Acquisitions Woodland Hills, California $480M AUM 4.07% 1-Year Est. Return
PFM
Privium Fund Management Amsterdam, Netherlands $480M AUM 77.45% 1-Year Est. Return
CCM
Catalio Capital Management New York $479M AUM 140.7% 1-Year Est. Return
NQWM
Northwest Quadrant Wealth Management Bend, Oregon $481M AUM 13.55% 1-Year Est. Return
MAM
Morse Asset Management Darien, Connecticut $481M AUM 46% 1-Year Est. Return
FFG
Frisch Financial Group Melville, New York $478M AUM 16.28% 1-Year Est. Return
SDWIA
Schwarz Dygos Wheeler Investment Advisors Minneapolis, Minnesota $482M AUM 18.94% 1-Year Est. Return
IG
Ithaka Group Arlington, Virginia $482M AUM 15.81% 1-Year Est. Return

Longfellow Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Longfellow Investment Management held 74 positions worth $407M, down 23% from $532M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Longfellow Investment Management withdrew a net $137M in Q3 2014, closing 18 positions and reducing 8 holdings. Its most notable exit was UNS ENERGY CORP COM, an estimated $27.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 3.2% a quarter earlier, followed by Financials and Utilities.

Against the trend, Longfellow Investment Management opened a new position in ROCKWOOD HLDGS INC worth $18M.

  • Longfellow Investment Management's largest Q3 2014 buy was ROCKWOOD HLDGS INC: 235,300 shares worth $18M.
  • Longfellow Investment Management added most to TW TELECOM INC CL A COM in Q3 2014, an estimated $2.44M increase.
  • Longfellow Investment Management's biggest Q3 2014 reduction was Invesco Senior Loan ETF, cutting an estimated $9.72M.
  • Longfellow Investment Management fully exited UNS ENERGY CORP COM in Q3 2014, selling an estimated $27.6M.
  • Longfellow Investment Management's ten largest holdings make up 50% of its $407M portfolio in Q3 2014.
  • Longfellow Investment Management opened 21 new positions and closed 18 in Q3 2014.
  • Longfellow Investment Management's portfolio value fell 23% quarter-over-quarter to $407M.

Based on Longfellow Investment Management's 13F filing for Q3 2014, filed 6 Nov 2014.