LMAM

Legg Mason Asset Management Portfolio holdings

AUM $90.5M

2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

+12.84%

1 Year Return

+28.21%

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$101M

AUM Growth

–

Cap. Flow

+$101M

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

20.3%

Holding

120

New

120

Increased

–

Reduced

–

Closed

–

Top Buys

1	Apple AAPL	$5.48M
2	Amazon AMZN	$2.3M
3	Microsoft MSFT	$2.22M
4	Lockheed Martin LMT	$1.82M
5	Alphabet (Google) Class C GOOG	$1.71M

Top Sells

No sells this quarter

Sector Composition

1	Technology	21.78%
2	Financials	14.3%
3	Healthcare	11.7%
4	Consumer Staples	10.69%
5	Industrials	9.57%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
101	101 Herbalife HLF $1.01B	$499K	0.5%	+10,377	New	+$499K
102	102 West Pharmaceutical WST $17.8B	$490K	0.49%	+1,731	New	+$490K
103	103 CSX Corp CSX $60.6B	$473K	0.47%	+5,210	New	+$473K
104	104 NNN REIT NNN $8.1B	$455K	0.45%	+11,122	New	+$455K
105	105 UDR UDR $13.1B	$413K	0.41%	+10,758	New	+$413K
106	PBCT 106 DELISTED People's United Financial Inc PBCT	$409K	0.41%	+31,642	New	+$409K
107	107 Biogen BIIB $19.4B	$407K	0.4%	+1,662	New	+$407K
108	108 Federal Realty Investment Trust FRT $8.67B	$396K	0.39%	+4,650	New	+$396K
109	109 Fidelity National Financial FNF $16.3B	$376K	0.37%	+9,630	New	+$376K
110	110 Leggett & Platt LEG $1.3B	$373K	0.37%	+8,416	New	+$373K
111	111 MSC Industrial Direct MSM $5.02B	$360K	0.36%	+4,262	New	+$360K
112	112 Pultegroup PHM $26B	$357K	0.35%	+8,276	New	+$357K
113	113 Ingredion INGR $8.31B	$346K	0.34%	+4,399	New	+$346K
114	AUY 114 DELISTED Yamana Gold, Inc. AUY	$320K	0.32%	+56,000	New	+$320K
115	115 Portland General Electric POR $4.69B	$278K	0.28%	+6,491	New	+$278K
116	116 CubeSmart CUBE $9.33B	$275K	0.27%	+8,169	New	+$275K
117	117 Mid-America Apartment Communities MAA $17.1B	$275K	0.27%	+2,172	New	+$275K
118	118 Old Republic International ORI $9.93B	$261K	0.26%	+13,226	New	+$261K
119	119 CMS Energy CMS $21.4B	$229K	0.23%	+3,751	New	+$229K
120	120 Bank OZK OZK $5.91B	$209K	0.21%	+6,677	New	+$209K