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Lee Financial Portfolio holdings

AUM $783M
1-Year Est. Return 23.98%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+23.98%
3 Year Est. Return
+69.68%
5 Year Est. Return
+80.31%
10 Year Est. Return
–
AUM
$463M
AUM Growth
+$18.3M
Cap. Flow
-$2.88M
Cap. Flow %
-0.62%
Top 10 Hldgs %
59.96%
Holding
538
New
14
Increased
69
Reduced
82
Closed
25

Top Buys

Rank Stock Value
1
FNDE icon
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
+$15.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.56M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.25M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$1.05M
5
IBMO icon
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
+$997K

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$8.78M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$3.18M
3
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$1.96M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.72M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.59M

Sector Composition

Rank Sector Weight
1 Energy 4.82%
2 Technology 3.72%
3 Healthcare 2.19%
4 Financials 1.73%
5 Utilities 1.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
526
Yum China
YUMC
$14.9B
$0 ﹤0.01%
7
– –
ITCI
527
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-500
Closed -$4K
ASXC
528
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-115
Closed -$1K
GWPH
529
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-215
Closed -$25K
AIG.WS
530
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
9
– –
CHK
531
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
SDRL
532
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
7
– –
TGE
533
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-963
Closed -$19K
STI
534
DELISTED
SunTrust Banks, Inc.
STI
– –
-128
Closed -$9K
FELP
535
DELISTED
Foresight Energy LP
FELP
– –
-11,626
Closed -$4K
BPL
536
DELISTED
Buckeye Partners, L.P.
BPL
– –
-10,000
Closed -$411K
CRC
537
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
3
-3
-50% -$24
SPN
538
DELISTED
Superior Energy Services, Inc.
SPN
$0 ﹤0.01%
+5
New +$25
18 19 20 21
22

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TIS
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QCMNJ
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Lee Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Lee Financial held 538 positions worth $463M, up 4.1% from $445M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lee Financial's Q4 2019 filing shows 14 new, 69 increased, 82 reduced and 25 closed positions. Its largest new stake was iShares iBonds Dec 2026 Term Muni Bond ETF: 38,500 shares worth $999K. The largest sale was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $8.78M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, down from 5.1% a quarter earlier, followed by Technology and Healthcare.

  • Lee Financial's largest Q4 2019 buy was iShares iBonds Dec 2026 Term Muni Bond ETF: 38,500 shares worth $999K.
  • Lee Financial added most to Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2019, an estimated $15.1M increase.
  • Lee Financial's biggest Q4 2019 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $8.78M.
  • Lee Financial fully exited iShares iBonds Dec 2027 Term Corporate ETF in Q4 2019, selling an estimated $1.96M.
  • Lee Financial's ten largest holdings make up 60% of its $463M portfolio in Q4 2019.
  • Lee Financial opened 14 new positions and closed 25 in Q4 2019.
  • Lee Financial's portfolio value rose 4.1% quarter-over-quarter to $463M.

Based on Lee Financial's 13F filing for Q4 2019, filed 14 Feb 2020.