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LWM

LBA Wealth Management Portfolio holdings

AUM $190M
1-Year Est. Return 12.13%
This Fund
S&P 500
This Quarter Est. Return
+2.96%
1 Year Est. Return
+12.13%
3 Year Est. Return
+19.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$183M
AUM Growth
+$5.3M
Cap. Flow
+$1.46M
Cap. Flow %
0.8%
Top 10 Hldgs %
55.94%
Holding
502
New
38
Increased
89
Reduced
125
Closed
52

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.73M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.44M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$954K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$895K
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$882K

Top Sells

Rank Stock Value
1
AGN
Allergan plc
AGN
+$860K
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$639K
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$513K
4
NVDA icon
NVIDIA
NVDA
+$451K
5
AAPL icon
Apple
AAPL
+$418K

Sector Composition

Rank Sector Weight
1 Financials 7.43%
2 Technology 7.43%
3 Healthcare 5.31%
4 Industrials 3.26%
5 Consumer Staples 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
476
Nike
NKE
$63.9B
– –
-275
Closed -$14K
PHK
477
PIMCO High Income Fund
PHK
$861M
– –
-117
Closed -$1K
PSX icon
478
Phillips 66
PSX
$82.5B
– –
-70
Closed -$6K
QQQ icon
479
Invesco QQQ Trust
QQQ
$445B
– –
-3,495
Closed -$415K
SLF icon
480
Sun Life Financial
SLF
$46.6B
– –
-1,000
Closed -$33K
SWKS icon
481
Skyworks Solutions
SWKS
$9.73B
– –
-60
Closed -$5K
TMUS icon
482
T-Mobile US
TMUS
$196B
– –
-228
Closed -$11K
TWLO icon
483
Twilio
TWLO
$29.5B
– –
-500
Closed -$32K
XLP icon
484
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-1,412
Closed -$75K
YUM icon
485
Yum! Brands
YUM
$41.4B
– –
-243
Closed -$16K
MRO
486
DELISTED
Marathon Oil Corporation
MRO
– –
-45
Closed -$1K
SFE
487
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-32
Closed –
STOR
488
DELISTED
STORE Capital Corporation
STOR
– –
-1,000
Closed -$29K
Y
489
DELISTED
Alleghany Corp
Y
– –
-35
Closed -$18K
SNP
490
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-200
Closed -$15K
CDK
491
DELISTED
CDK Global, Inc.
CDK
– –
-70
Closed -$4K
FMO
492
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-103
Closed -$8K
JCP
493
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
+35
New +$316
QHC
494
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
11
– –
AET
495
DELISTED
Aetna Inc
AET
– –
-20
Closed -$2K
PX
496
DELISTED
Praxair Inc
PX
– –
-15
Closed -$2K
KLXI
497
DELISTED
KLX Inc.
KLXI
$0 ﹤0.01%
1
– –
MON
498
DELISTED
Monsanto Co
MON
– –
-15
Closed -$2K
TIME
499
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
15
-6
-29% -$89
POT
500
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-557
Closed -$9K
17 18 19
20
21

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KKAMG
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CFA
CT Financial Advisors Chadds Ford, Pennsylvania $162M AUM 9.58% 1-Year Est. Return
PEI
Permira Europe III St. Peter Port, Guernsey $157M AUM
DCM
Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return
ACM
Astenbeck Capital Management Southport, Connecticut $130M AUM 8.61% 1-Year Est. Return
SI
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MTIP
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LBA Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, LBA Wealth Management held 502 positions worth $183M, up 3% from $177M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

LBA Wealth Management's Q4 2016 filing shows 38 new, 89 increased, 125 reduced and 52 closed positions. Its largest new stake was iShares MSCI EAFE Min Vol Factor ETF: 1,482 shares worth $91K. The largest sale was Allergan plc, an estimated $860K.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 6.5% a quarter earlier, followed by Technology and Healthcare.

  • LBA Wealth Management's largest Q4 2016 buy was iShares MSCI EAFE Min Vol Factor ETF: 1,482 shares worth $91K.
  • LBA Wealth Management added most to Vanguard FTSE Emerging Markets ETF in Q4 2016, an estimated $1.73M increase.
  • LBA Wealth Management's biggest Q4 2016 reduction was Allergan plc, cutting an estimated $860K.
  • LBA Wealth Management fully exited Invesco QQQ Trust in Q4 2016, selling an estimated $415K.
  • LBA Wealth Management's ten largest holdings make up 56% of its $183M portfolio in Q4 2016.
  • LBA Wealth Management opened 38 new positions and closed 52 in Q4 2016.
  • LBA Wealth Management's portfolio value rose 3% quarter-over-quarter to $183M.

Based on LBA Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.