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LWM

LBA Wealth Management Portfolio holdings

AUM $190M
1-Year Est. Return 12.13%
This Fund
S&P 500
This Quarter Est. Return
+2.96%
1 Year Est. Return
+12.13%
3 Year Est. Return
+19.22%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$183M
AUM Growth
+$5.3M
Cap. Flow
+$1.46M
Cap. Flow %
0.8%
Top 10 Hldgs %
55.94%
Holding
502
New
38
Increased
89
Reduced
125
Closed
52

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.73M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.44M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$954K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$895K
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$882K

Top Sells

Rank Stock Value
1
AGN
Allergan plc
AGN
+$860K
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$639K
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$513K
4
NVDA icon
NVIDIA
NVDA
+$451K
5
AAPL icon
Apple
AAPL
+$418K

Sector Composition

Rank Sector Weight
1 Financials 7.43%
2 Technology 7.43%
3 Healthcare 5.31%
4 Industrials 3.26%
5 Consumer Staples 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
451
Charter Communications
CHTR
$15B
– –
-5
Closed -$1K
COST icon
452
Costco
COST
$422B
– –
-36
Closed -$5K
CRDF icon
453
Cardiff Oncology
CRDF
$63.3M
– –
-69
Closed -$22K
CRL icon
454
Charles River Laboratories
CRL
$10.9B
– –
-400
Closed -$33K
CRM icon
455
Salesforce
CRM
$141B
– –
-240
Closed -$17K
CVLT icon
456
Commault Systems
CVLT
$6.12B
– –
-500
Closed -$27K
CX icon
457
Cemex
CX
$17.4B
– –
-1,560
Closed -$12K
CYH icon
458
Community Health Systems
CYH
$379M
$0 ﹤0.01%
47
– –
DAL icon
459
Delta Air Lines
DAL
$56.6B
– –
-150
Closed -$6K
DNOW icon
460
DNOW Inc
DNOW
$2.59B
– –
-25
Closed -$1K
EL icon
461
Estee Lauder
EL
$29.6B
– –
-93
Closed -$8K
EMLP icon
462
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
– –
-602
Closed -$15K
EMR icon
463
Emerson Electric
EMR
$83.3B
– –
-139
Closed -$8K
EQL icon
464
ALPS Equal Sector Weight ETF
EQL
$755M
$0 ﹤0.01%
15
– –
FBT icon
465
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
– –
-33
Closed -$3K
GEN icon
466
Gen Digital
GEN
$16B
– –
-500
Closed -$13K
HEPA
467
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– -$15K
HES
468
DELISTED
Hess
HES
– –
-25
Closed -$1K
HYMB icon
469
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
– –
-220
Closed -$7K
IQV icon
470
IQVIA
IQV
$35.1B
– –
-500
Closed -$41K
ISTB icon
471
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
– –
-1,000
Closed -$51K
ISRG icon
472
Intuitive Surgical
ISRG
$127B
– –
-900
Closed -$72K
IVZ icon
473
Invesco
IVZ
$13.3B
– –
-150
Closed -$5K
LEN icon
474
Lennar Class A
LEN
$20.7B
– –
-21
Closed -$1K
MFIN icon
475
Medallion Financial
MFIN
$228M
– –
-1,000
Closed -$4K
17 18
19
20 21

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KKAMG
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CFA
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PEI
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DCM
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ACM
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SI
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MTIP
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LBA Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, LBA Wealth Management held 502 positions worth $183M, up 3% from $177M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

LBA Wealth Management's Q4 2016 filing shows 38 new, 89 increased, 125 reduced and 52 closed positions. Its largest new stake was iShares MSCI EAFE Min Vol Factor ETF: 1,482 shares worth $91K. The largest sale was Allergan plc, an estimated $860K.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 6.5% a quarter earlier, followed by Technology and Healthcare.

  • LBA Wealth Management's largest Q4 2016 buy was iShares MSCI EAFE Min Vol Factor ETF: 1,482 shares worth $91K.
  • LBA Wealth Management added most to Vanguard FTSE Emerging Markets ETF in Q4 2016, an estimated $1.73M increase.
  • LBA Wealth Management's biggest Q4 2016 reduction was Allergan plc, cutting an estimated $860K.
  • LBA Wealth Management fully exited Invesco QQQ Trust in Q4 2016, selling an estimated $415K.
  • LBA Wealth Management's ten largest holdings make up 56% of its $183M portfolio in Q4 2016.
  • LBA Wealth Management opened 38 new positions and closed 52 in Q4 2016.
  • LBA Wealth Management's portfolio value rose 3% quarter-over-quarter to $183M.

Based on LBA Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.